Date authorised
1 April 2013
Companies House
OC302492
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6th Floor, Vintners' Place
    68 Upper Thames Street
    London
    EC4V 3BJ
    UNITED KINGDOM
    Phone
    +4402072805000
  • Complaints Contact

    6th Floor, Vintners' Place
    68 Upper Thames Street
    London
    EC4V 3BJ
    UNITED KINGDOM
    Phone
    +4402072801028

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Miriam Macor

    IRN MXM02532

    • [FCA CF] Client dealing (2 Mar 2023 to 7 Sep 2025)
  • Mohamed Seifeddine Khoufi

    IRN MXK00280

    • [FCA CF] Client dealing (since 25 Mar 2021)
    • [FCA CF] Manager of certification employee (15 Nov 2021 to 8 Feb 2023)
  • Nathan Usih Okusi

    IRN NXO00022

    • [FCA CF] Client dealing (since 24 Oct 2025)
    • [FCA CF] Client dealing (18 Jan 2021 to 3 Jul 2023)
  • Nicholas Andrew Wood

    IRN NAW01049

    • CF30 Customer (21 Sep 2011 to 30 Apr 2012)
  • Nicholas Reed

    IRN NXR01145

    • CF28 Systems and controls (29 Apr 2008 to 14 Aug 2009)
    • CF26 Customer Trading (23 Jul 2003 to 7 Jul 2007)
  • Nicholas Strong

    IRN NWS01023

    • CF30 Customer (19 Sep 2011 to 31 Jul 2013)
  • Nicola Baldwin

    IRN NXW01163

    • CF11 Money Laundering Reporting (27 Nov 2014 to 27 Jul 2018)
  • Nigel Ian Perry

    IRN NIP01004

    • CF30 Customer (1 Nov 2007 to 15 Jan 2008)
    • CF21 Investment Adviser (4 May 2007 to 31 Oct 2007)
  • Nilesh Vishram Halaria

    IRN NXH07842

    • [FCA CF] Client dealing (since 18 Jan 2021)
    • CF30 Customer (1 Nov 2018 to 8 Dec 2019)
  • Nuria Bernal Quilez

    IRN NXB00524

    • [FCA CF] Client dealing (since 2 May 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.