Five Arrows Managers LLP

• Principal Place of Business

  6th Floor, Vintners' Place

  68 Upper Thames Street

  London

  EC4V 3BJ

  UNITED KINGDOM

  Phone

  +4402072805000

  Web

  https://www.rothschildandco.com

• Complaints Contact

  6th Floor, Vintners' Place

  68 Upper Thames Street

  London

  EC4V 3BJ

  UNITED KINGDOM

  Phone

  +4402072801028

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Marie-Caroline Suzanne Francis Ardant Bernard

  IRN MSA01067

  • CF30 Customer (1 Apr 2016 to 31 Dec 2018)
• Mark-Philipp Lesjak

  IRN MXL01921

  • [FCA CF] Manager of certification employee (18 Jan 2021 to 8 Feb 2023)
  • [FCA CF] Client dealing (18 Jan 2021 to 31 Dec 2023)
  • CF30 Customer (18 Aug 2017 to 8 Dec 2019)
• Marlof Tjaden

  IRN MXT01667

  • [FCA CF] Client dealing (since 18 Jan 2021)
  • CF30 Customer (11 Jul 2018 to 8 Dec 2019)
• Martin Bruce James Downes

  IRN MXD01306

  • CF28 Systems and controls (4 Oct 2011 to 31 Jul 2015)
• Martin Christopher Hook

  IRN MCH01043

  • [FCA CF] Client dealing (since 18 Jan 2021)
  • [FCA CF] Manager of certification employee (since 18 Jan 2021)
  • CF30 Customer (19 May 2016 to 8 Dec 2019)
• Martin James Rotheram

  IRN MJR01331

  • [FCA CF] Manager of certification employee (since 1 Oct 2025)
  • [FCA CF] Client dealing (since 18 Jan 2021)
  • CF30 Customer (23 Nov 2018 to 8 Dec 2019)
• Matthew Robert Bezuidenhout

  IRN MRB01256

  • CF30 Customer (8 Mar 2012 to 16 Aug 2013)
• Michael Daniel Kelly

  IRN MDK01057

  • [FCA CF] Client dealing (18 Jan 2021 to 8 Feb 2023)
  • CF30 Customer (31 Aug 2017 to 8 Dec 2019)
• Michael Davitt Clancy

  IRN MDC01072

  • [FCA CF] Client dealing (since 18 Jan 2021)
  • [FCA CF] Manager of certification employee (since 18 Jan 2021)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (8 Jun 2016 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (15 Nov 2002 to 31 Oct 2007)
  • CF3 Chief Executive (15 Nov 2002 to 17 Aug 2011)
  • CF27 Investment Management (15 Nov 2002 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (15 Nov 2002 to 14 Dec 2011)
  • CF10 Compliance Oversight (15 Nov 2002 to 14 Dec 2011)
• Michael Paul Fedosiuk

  IRN MPF01062

  • [FCA CF] Client dealing (14 Jan 2022 to 8 Feb 2023)

No changes recorded yet.