Five Arrows Managers LLP

• Principal Place of Business

  6th Floor, Vintners' Place

  68 Upper Thames Street

  London

  EC4V 3BJ

  UNITED KINGDOM

  Phone

  +4402072805000

  Web

  https://www.rothschildandco.com

• Complaints Contact

  6th Floor, Vintners' Place

  68 Upper Thames Street

  London

  EC4V 3BJ

  UNITED KINGDOM

  Phone

  +4402072801028

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Chin Chooi Lim

  IRN CCL01031

  • CF30 Customer (1 Nov 2007 to 12 Nov 2010)
  • CF21 Investment Adviser (18 May 2007 to 31 Oct 2007)
• Chloe Qiao

  IRN SXQ01066

  • CF30 Customer (8 Jan 2016 to 4 Dec 2019)
• Chris Palmer

  IRN CSP01045

  • CF30 Customer (1 Nov 2007 to 21 Nov 2007)
  • CF26 Customer Trading (22 May 2007 to 31 Oct 2007)
• Christina Theilgaard

  IRN CXT00089

  • [FCA CF] Client dealing (18 Jan 2021 to 11 Jun 2021)
• Christopher Lewis Coleman

  IRN CLC01024

  • CF29 Significant management (12 Sep 2011 to 26 Nov 2013)
• Clemens Voggenberger

  IRN CXV00005

  • [FCA CF] Client dealing (2 Nov 2021 to 8 Feb 2023)
• Colin Stewart Vittery

  IRN CSV01004

  • CF30 Customer (1 Nov 2007 to 23 May 2014)
  • CF21 Investment Adviser (4 May 2007 to 31 Oct 2007)
• Constantin Sabet D'Acre

  IRN CXS00544

  • [FCA CF] Client dealing (13 Apr 2022 to 8 Feb 2023)
• Cristina Barone

  IRN CXB02190

  • [FCA CF] Client dealing (since 18 Jan 2021)
  • CF30 Customer (8 Jan 2016 to 8 Dec 2019)
• Daniel Christopher Yates

  IRN DCY01010

  • CF30 Customer (4 Dec 2007 to 1 May 2009)

No changes recorded yet.