Fisher Investments Europe Limited

• Principal Place of Business

  Fisher Investments Europe Ltd

  Level 18, 1 Canada Square

  London

  Tower Hamlets

  E14 5AX

  UNITED KINGDOM

  Phone

  +4408001444731

  Web

  https://www.fisherinvestments.com/en-gb

• Complaints Contact

  Fisher Investments Europe Ltd

  Level 20, 1 Canada Square

  London

  Tower Hamlets

  E14 5AX

  UNITED KINGDOM

  Phone

  +4408001444731

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Richard Andrew Fellows

  IRN RAF01063

  • CF30 Customer (1 Nov 2007 to 23 Nov 2007)
  • CF27 Investment Management (1 May 2007 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 23 Nov 2007)
  • CF10 Compliance Oversight (1 Dec 2001 to 12 Oct 2007)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • CF3 Chief Executive (1 Dec 2001 to 23 Nov 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 12 Oct 2007)
• Richard Edward Bremer

  IRN REB01120

  • SMF1 Chief Executive (since 10 Jun 2022)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (1 Apr 2018 to 8 Dec 2019)
  • CF30 Customer (7 Jan 2013 to 8 Dec 2019)
• Richard Hull

  IRN RXH01289

  • CF30 Customer (30 Apr 2013 to 8 Dec 2019)
• Richard John Flynn

  IRN RJF01146

  • CF30 Customer (21 Nov 2007 to 11 Sep 2009)
• Richard Leonard Walter Triggs

  IRN RXT01180

  • CF30 Customer (12 Nov 2009 to 12 Jun 2019)
• Richard Owen

  IRN RXO00186

  • [FCA CF] Manager of certification employee (1 Apr 2025 to 20 Mar 2026)
• Richard Peter Capon

  IRN RXC00869

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 15 Jul 2025)
  • [FCA CF] Functions requiring qualifications (since 15 Jul 2025)
• Rishi Kotecha

  IRN RXK00245

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 4 Jan 2022)
  • [FCA CF] Functions requiring qualifications (since 4 Jan 2022)
• Roheena Kelly Buckland

  IRN RXB01180

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 17 Feb 2026)
  • [FCA CF] Client dealing (since 17 Feb 2026)
• Roland Hedley Peter Spurr

  IRN RHS01051

  • CF10 Compliance Oversight (10 Jan 2007 to 28 Sep 2007)
  • CF11 Money Laundering Reporting (14 Mar 2006 to 28 Sep 2007)
  • CF21 Investment Adviser (21 Mar 2003 to 28 Sep 2007)

• Alexandra Josephine Wiercx-Schnitker (no longer appointed)

  FRN 834229 · Appointed 21 Feb 2019 · Until 6 Aug 2019 · Tied agent

• LF Wealth LTD (no longer appointed)

  FRN 804058 · Appointed 14 Mar 2018 · Until 25 Sep 2019 · Tied agent

• NK Private Wealth Ltd (no longer appointed)

  FRN 804074 · Appointed 14 Mar 2018 · Until 16 Dec 2019 · Tied agent

No changes recorded yet.