Roland Hedley Peter Spurr

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

AllianceBernstein Limited (no longer approved here)
FRN 147956
- SMF3 Executive Director (26 Jan 2021 to 29 Apr 2022)
- [FCA CF] Significant management (9 Dec 2019 to 29 Apr 2022)
Fisher Investments Europe Limited (no longer approved here)
FRN 191609
- CF10 Compliance Oversight (10 Jan 2007 to 28 Sep 2007)
- CF11 Money Laundering Reporting (14 Mar 2006 to 28 Sep 2007)
- CF21 Investment Adviser (21 Mar 2003 to 28 Sep 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.