Fisher Investments Europe Limited

• Principal Place of Business

  Fisher Investments Europe Ltd

  Level 18, 1 Canada Square

  London

  Tower Hamlets

  E14 5AX

  UNITED KINGDOM

  Phone

  +4408001444731

  Web

  https://www.fisherinvestments.com/en-gb

• Complaints Contact

  Fisher Investments Europe Ltd

  Level 20, 1 Canada Square

  London

  Tower Hamlets

  E14 5AX

  UNITED KINGDOM

  Phone

  +4408001444731

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Farah Hertog

  IRN FXH06070

  • CF30 Customer (14 Sep 2018 to 23 Sep 2019)
• Frank Joseph Ronga

  IRN FJR01033

  • CF30 Customer (13 Oct 2015 to 27 Aug 2019)
• Frans Per Yngve Mattsson

  IRN FXM12021

  • CF30 Customer (28 Feb 2019 to 2 Sep 2019)
• Frédéric Michael Landré

  IRN FML01020

  • CF30 Customer (13 Mar 2018 to 18 Nov 2019)
• Gary John Pope

  IRN GJP01118

  • CF30 Customer (17 Feb 2016 to 10 Jun 2016)
• Gary Neil Tighe

  IRN GNT01019

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Manager of certification employee (since 11 Jan 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (25 Apr 2013 to 8 Dec 2019)
• Gautam Amin

  IRN GXA00170

  • [FCA CF] Manager of certification employee (since 15 Jul 2022)
• George Blake Shepherd

  IRN GBS00005

  • CF30 Customer (2 Jun 2016 to 8 Oct 2018)
• George Dominic Conway

  IRN GDC01100

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (6 Jul 2017 to 8 Dec 2019)
• George Markov

  IRN GXM01659

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (29 Jul 2016 to 8 Dec 2019)

• Alexandra Josephine Wiercx-Schnitker (no longer appointed)

  FRN 834229 · Appointed 21 Feb 2019 · Until 6 Aug 2019 · Tied agent

• LF Wealth LTD (no longer appointed)

  FRN 804058 · Appointed 14 Mar 2018 · Until 25 Sep 2019 · Tied agent

• NK Private Wealth Ltd (no longer appointed)

  FRN 804074 · Appointed 14 Mar 2018 · Until 16 Dec 2019 · Tied agent

No changes recorded yet.