Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 8 Mar 2021)
  • Key Retirement Solutions Limited (no longer approved here)

    FRN 224987

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Mar 2021)
  • Fisher Investments Europe Limited (no longer approved here)

    FRN 191609

    • CF30 Customer (17 Feb 2016 to 10 Jun 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (11 Mar 2010 to 12 Feb 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.