Date authorised
1 April 2013
Companies House
04459383
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    28 Finsbury Circus
    Salisbury House
    London
    EC2M 7DT
    UNITED KINGDOM
    Phone
    +442079204920
  • Complaints Contact

    28 Finsbury Circus
    Salisbury House
    London
    EC2M 7DT
    UNITED KINGDOM
    Phone
    +442079204920

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Consumer Loans

  • Loan Servicing

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jaycob Agbaji Attah

    IRN JAA01203

    • SMF3 Executive Director (7 Mar 2016 to 21 Apr 2016)
    • CF1 Director (1 Dec 2015 to 6 Mar 2016)
  • Jeremy Patrick Crawford

    IRN JPC01096

    • SMF13 Chair of the Nominations Committee (since 22 Mar 2024)
    • SMF10 Chair of the Risk Committee (since 15 Jan 2024)
    • SMF14 Senior Independent Director (since 18 Apr 2023)
    • SMF12 Chair of the Remuneration Committee (since 7 Sep 2022)
    • Director of firm who is not a certification employee or a SMF manager (13 Nov 2020 to 7 Sep 2022)
  • Jetro Chitereka

    IRN JXC00174

    • [FCA CF] Significant management (20 Mar 2019 to 25 Feb 2022)
    • [FCA CF] Material risk taker (20 Mar 2019 to 25 Feb 2022)
  • John Gerald Treadwell

    IRN JGT01048

    • CF8 Apportionment and Oversight (25 Oct 2002 to 9 Jul 2004)
    • CF1 Director (25 Oct 2002 to 9 Jul 2004)
  • John Michael Savage

    IRN JMS01241

    • CF15 Internal Audit (13 Jan 2003 to 31 Mar 2007)
  • John Oche Aboh

    IRN JOA01008

    • CF2 Non Executive Director (25 Oct 2002 to 11 Aug 2008)
  • Katrina Irene Matilda Arnold

    IRN KIA01002

    • SMF12 Chair of the Remuneration Committee (5 Mar 2019 to 2 Aug 2021)
  • Kofi Dankwa

    IRN KXD00264

    • [FCA CF] Material risk taker (16 Feb 2022 to 26 May 2023)
  • Lesley Wan

    IRN LXW00242

    • [FCA CF] Material risk taker (22 Jan 2018 to 23 Jun 2023)
  • Liam Ashby

    IRN LXA00160

    • [FCA CF] Significant management (since 24 Nov 2020)
    • [FCA CF] Material risk taker (since 24 Nov 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.