Date authorised
1 April 2013
Companies House
04459383
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    28 Finsbury Circus
    Salisbury House
    London
    EC2M 7DT
    UNITED KINGDOM
    Phone
    +442079204920
  • Complaints Contact

    28 Finsbury Circus
    Salisbury House
    London
    EC2M 7DT
    UNITED KINGDOM
    Phone
    +442079204920

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Consumer Loans

  • Loan Servicing

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gerard Parker

    IRN GMP01037

    • [FCA CF] Material risk taker (11 Aug 2021 to 30 Jun 2022)
  • Guy Charles Harington

    IRN GCH01030

    • CF2 Non Executive Director (6 Jan 2016 to 6 Mar 2016)
  • Habeebat Mustapha

    IRN HXM00530

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • [FCA CF] Client dealing (since 3 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 3 Mar 2026)
  • Hywel Rees-Jones

    IRN HXR01091

    • SMF12 Chair of the Remuneration Committee (7 Mar 2016 to 8 May 2018)
    • CF2 Non Executive Director (8 May 2015 to 6 Mar 2016)
  • IJEOMA UCHECHI JOHNSON-ABUGU

    IRN IUJ01000

    • CF30 Customer (15 Aug 2013 to 6 Mar 2016)
  • Ian Bell Elder

    IRN IBE01006

    • CF28 Systems and controls (1 Nov 2007 to 17 Jan 2011)
    • CF15 Internal Audit (26 Mar 2007 to 31 Oct 2007)
  • Ibrahim Dahiru Waziri

    IRN IDW01051

    • CF2 Non Executive Director (29 Jun 2012 to 6 Mar 2016)
  • Ibrahim Dahiru Waziri

    IRN IXW00018

    • Director of firm who is not a certification employee or a SMF manager (7 Mar 2016 to 31 Dec 2020)
  • Ijeoma Johnson-Abugu

    IRN IXJ00049

    • [FCA CF] Material risk taker (7 Mar 2024 to 28 Jun 2024)
    • [FCA CF] Manager of certification employee (7 Mar 2024 to 28 Jun 2024)
    • [FCA CF] Client dealing (24 Mar 2017 to 28 Jun 2024)
    • [FCA CF] Functions requiring qualifications (24 Mar 2017 to 28 Jun 2024)
  • Jacobs Moyo Ajekigbe

    IRN JMA01110

    • CF2 Non Executive Director (25 Oct 2002 to 31 Dec 2008)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.