Date authorised
4 November 2014
Companies House
07857938
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Part Level 15
    The Gherkin
    30 St. Mary Axe
    London
    EC3A 8EP
    UNITED KINGDOM
    Phone
    +4402076558035
  • Complaints Contact

    Part Level 15
    The Gherkin
    30 St. Mary Axe
    London
    EC3A 8EP
    UNITED KINGDOM
    Phone
    +4402076558035

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Shaun Foulds

    IRN SXF01612

    • CF1 Director (4 Nov 2014 to 24 Oct 2018)
  • Simon Andrew Toomey

    IRN SXT00243

    • SMF3 Executive Director (since 1 May 2021)
  • Simon Ian Taylor

    IRN SIT01005

    • [FCA CF] Significant management (since 16 Apr 2026)
  • Sophie Dalligan

    IRN SXD00812

    • [FCA CF] Significant management (since 12 Jul 2024)
  • Stephen John Richards

    IRN SXR14320

    • SMF3 Executive Director (since 31 Jan 2026)
    • Responsible for Insurance Distribution (31 Jan 2026 to 11 Feb 2026)
  • Stephen Pegg

    IRN SXP01340

    • [FCA CF] Significant management (since 15 Apr 2026)
  • Stephen Roger Craddock

    IRN SXC01094

    • [FCA CF] Significant management (27 Nov 2023 to 7 Jul 2025)
  • Steve Sargeant

    IRN SXS00328

    • [FCA CF] Significant management (27 Nov 2023 to 4 Mar 2024)
  • Steven Taplin

    IRN SXT00464

    • [FCA CF] Significant management (1 Sep 2022 to 6 Mar 2024)
    • [FCA CF] CASS oversight function (1 Sep 2022 to 6 Mar 2024)
  • Thomas Donachie

    IRN TXD00107

    • Responsible for Insurance Distribution (12 Nov 2021 to 6 Sep 2023)
    • SMF3 Executive Director (1 May 2021 to 6 Sep 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.