First Underwriting Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Trevor John Dixon
IRN TJD01113
- CF1 Director (4 Nov 2014 to 13 May 2015)
William Michael Clinton
IRN WXC07864
- CF2 Non Executive Director (11 Mar 2019 to 8 Dec 2019)
William Thomas McKernan
IRN WTM01018
- Director of firm who is not a certification employee or a SMF manager (29 Mar 2021 to 9 Oct 2023)
- CF2 Non Executive Director (12 Nov 2018 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

ALJ Consulting Limited (no longer appointed)
FRN 617872 · Appointed 15 Apr 2019 · Until 17 Feb 2023
Entire Cover Ltd (no longer appointed)
FRN 655134 · Appointed 21 Nov 2014 · Until 3 Oct 2016

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.