Date authorised
4 November 2014
Companies House
07857938
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Part Level 15
    The Gherkin
    30 St. Mary Axe
    London
    EC3A 8EP
    UNITED KINGDOM
    Phone
    +4402076558035
  • Complaints Contact

    Part Level 15
    The Gherkin
    30 St. Mary Axe
    London
    EC3A 8EP
    UNITED KINGDOM
    Phone
    +4402076558035

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Marc Castellucci

    IRN MXC00495

    • Director of firm who is not a certification employee or a SMF manager (since 26 Jul 2023)
  • Mark Christopher Underford

    IRN MXU00097

    • [FCA CF] Significant management (since 28 May 2025)
  • Mark Haviland Bacon

    IRN MXB02712

    • [FCA CF] Significant management (since 29 Mar 2021)
    • SMF3 Executive Director (9 Dec 2019 to 30 Oct 2020)
    • Responsible for Insurance Distribution (13 Dec 2018 to 30 Oct 2020)
    • CF1 Director (14 Nov 2018 to 8 Dec 2019)
  • Mitchell David Collier

    IRN MXC01167

    • [FCA CF] Significant management (since 11 Jul 2024)
  • Nicholas Wright

    IRN NXW00279

    • SMF16 Compliance Oversight (18 Aug 2023 to 17 Jul 2025)
  • Niki Spencer Curtis Setchell

    IRN NXS00589

    • [FCA CF] Significant management (27 Nov 2023 to 10 Jun 2024)
  • Paul Comley

    IRN PXC11461

    • SMF3 Executive Director (16 Mar 2023 to 10 Dec 2025)
  • Richard House

    IRN RXH00700

    • [FCA CF] Significant management (since 27 Nov 2023)
  • Robin Francis Mellish

    IRN RFM01072

    • Responsible for Insurance Mediation (4 Nov 2014 to 20 Jun 2017)
    • CF1 Director (4 Nov 2014 to 20 Jun 2017)
  • Samantha Jane Lachenal

    IRN SXL00686

    • [FCA CF] Significant management (6 Jan 2025 to 5 Nov 2025)
    • [FCA CF] Material risk taker (27 Nov 2023 to 6 Jan 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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