Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
No.2 Methuen ParkChippenhamWiltshireSN14 0GBUNITED KINGDOM- Phone
- +443303030237
-
Complaints Contact
3700Birmingham Business ParkBirminghamWest MidlandsB37 7YTUNITED KINGDOM- Phone
- +4401217671139
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Buy-to-Let Mortgage Advice
-
Buy-to-Let Mortgage Arranging
-
Equity Release Advice
For Customer, Home reversion plans
-
Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
-
Mortgage Advice
For Customer, Regulated mortgage contract
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Equity Release Arranging
For Customer, Home reversion plans
-
Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
-
Mortgage Arranging
For Customer, Regulated mortgage contract
-
Credit Brokering
-
Stockbroking
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
-
Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
-
Equity Release Setup
For Customer, Home reversion plans
-
Mortgage Setup
For Customer, Regulated mortgage contract
-
Investment Setup
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
-
Credit Score Services
Show 1 limitation Hide limitations
- · This permission is limited to not carrying out credit repair services
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Diane Magee
IRN DXM00266
- (1495)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1496)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
-
Diane Steventon
IRN DXS00248
- (936)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Nov 2022)
-
Diarmuid James Phoenix
IRN DJP01362
- (1594)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1595)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- (1596)CF1 Director (AR) (since 19 Feb 2019)
- (2098)CF4 Partner (AR) (31 Aug 2017 to 16 Jul 2021)
-
Dipa Shingadia
IRN DXS00576
- (95)CF1 Director (AR) (since 27 Apr 2022)
-
Dipesh Patel
IRN DXP00151
- (1219)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1220)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
-
Dominic Beever
IRN DXB00858
- (382)SMF2 Chief Finance (20 Oct 2023 to 3 Jun 2025)
- (381)SMF3 Executive Director (20 Oct 2023 to 3 Jun 2025)
-
Dominic Harold
IRN DXH00224
- (1865)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Dec 2024)
-
Dominic Hennessy
IRN DJH00027
- (1935)CF1 Director (AR) (10 May 2010 to 25 Nov 2014)
-
Dominic Joseph Biggs
IRN DXB00365
- (1044)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1045)Appointed representative dealing with clients for which they require qualification (since 13 Jan 2025)
-
Dominic Kartikapallil Antony
IRN DXK00357
- (2077)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (2078)Appointed representative dealing with clients for which they require qualification (since 11 Aug 2025)
- (2079)CF1 Director (AR) (since 5 Jul 2025)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
New Capital Finance Ltd (no longer appointed)
FRN 464728 · Appointed 10 May 2010 · Until 11 Oct 2011
-
Castle Wealth Management (no longer appointed)
FRN 430370 · Appointed 10 May 2010 · Until 17 Jun 2010
-
Norman Bissett & Associates (no longer appointed)
FRN 162117 · Appointed 10 May 2010 · Until 29 Jul 2011
-
North East Financial Services Ltd (no longer appointed)
FRN 437314 · Appointed 10 May 2010 · Until 21 Jun 2025
-
Carol Mitchell Financial Services Limited (no longer appointed)
FRN 458887 · Appointed 10 May 2010 · Until 1 Mar 2026
-
Nutgrove Mortgage Services (no longer appointed)
FRN 434506 · Appointed 10 May 2010 · Until 3 May 2011
-
C.T.A. Financial Solutions Limited (no longer appointed)
FRN 411397 · Appointed 10 May 2010 · Until 2 Mar 2012
Recent activity
Updates to this firm's record on the FCA register.
-
controlled function added: (2680)CF1 Director (AR)
-
controlled function added: (2679)SMF2 Chief Finance
-
controlled function added: (2678)SMF24 Chief Operations
-
controlled function added: (2677)SMF5 Head of Internal Audit
-
controlled function added: (2676)CF1 Director (AR)
-
controlled function added: (2675)SMF10 Chair of the Risk Committee
-
controlled function added: (2674)SMF11 Chair of the Audit Committee
-
controlled function added: (2673)CF1 Director (AR)
-
controlled function added: (2672)CF1 Director (AR)
-
controlled function added: (2671)CF1 Director (AR)