First Capital Corporation Limited

• Principal Place of Business

  First Capital

  52 Cornhill

  London

  City Of London

  EC3V 3PD

  UNITED KINGDOM

  Phone

  +442085631563

  Web

  https://www.firstcapital.co.uk

• Complaints Contact

  First Capital

  52 Cornhill

  London

  City Of London

  EC3V 3PD

  UNITED KINGDOM

  Phone

  +442085631563

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Jason Purcell

  IRN JJP01029

  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF28 Systems and controls (1 Nov 2007 to 12 Nov 2018)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • CF3 Chief Executive (1 Dec 2001 to 8 Dec 2019)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
• Jennifer Eluned Stratton

  IRN JES01189

  • CF30 Customer (16 Sep 2013 to 22 Apr 2015)
• Jessica Harneyford

  IRN JXH02437

  • CF30 Customer (16 May 2012 to 4 Oct 2012)
• John Mark Yeomans

  IRN JMY01006

  • CF30 Customer (1 Nov 2007 to 16 May 2012)
  • CF23 Corporate Finance Adviser (28 Oct 2004 to 31 Oct 2007)
  • CF1 Director (28 Oct 2004 to 23 Oct 2015)
• Kim Michelle Fischer

  IRN KMF01055

  • CF30 Customer (5 Jun 2015 to 23 Oct 2015)
• Louis Pullan-Turner

  IRN LXP00140

  • [FCA CF] Client dealing (9 Dec 2019 to 12 Mar 2021)
• Martin Francis Brennan

  IRN MFB01054

  • CF30 Customer (1 Nov 2007 to 9 Jul 2009)
  • CF23 Corporate Finance Adviser (9 Feb 2006 to 31 Oct 2007)
• Natasha Dinneen

  IRN NXD00113

  • [FCA CF] Client dealing (9 Dec 2019 to 8 Jun 2020)
• Nuno Barros

  IRN NXB00180

  • [FCA CF] Manager of certification employee (1 Jan 2021 to 25 Dec 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 25 Dec 2024)
• Paul Ronald Fisher

  IRN PRF01035

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 11 May 2007)

No changes recorded yet.