First Capital Corporation Limited

Date authorised
1 April 2013
Companies House
03881209
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    First Capital
    52 Cornhill
    London
    City Of London
    EC3V 3PD
    UNITED KINGDOM
    Phone
    +442085631563
    Web
    https://www.firstcapital.co.uk

  • Complaints Contact

    First Capital
    52 Cornhill
    London
    City Of London
    EC3V 3PD
    UNITED KINGDOM
    Phone
    +442085631563

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Benjamin Wolfers

    IRN PBW01037

    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • CF30 Customer (2 Sep 2013 to 8 Dec 2019)
    • CF28 Systems and controls (30 Oct 2008 to 12 Nov 2018)
  • Piers Crispin Hartland-Swann

    IRN PCH01086

    • SMF3 Executive Director (9 Dec 2019 to 21 Apr 2020)
    • CF30 Customer (19 Aug 2008 to 8 Dec 2019)
    • CF1 Director (19 Aug 2008 to 8 Dec 2019)
  • Samuel Louis Robinson

    IRN SXR00783

    • [FCA CF] Client dealing (since 5 Dec 2023)
  • Sankalp Vaid

    IRN SXV00056

    • [FCA CF] Client dealing (9 Dec 2019 to 24 Jul 2020)
  • Sean Tsubasa Parry

    IRN STP01027

    • CF30 Customer (22 May 2012 to 22 Apr 2015)
  • Sonal Shah

    IRN SXS01509

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Jan 2003)
  • Stephen Upstone

    IRN SXU01019

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 10 Jan 2003)
    • CF1 Director (1 Dec 2001 to 10 Jan 2003)
  • Thomas Liu

    IRN TXL00337

    • [FCA CF] Client dealing (since 1 Jan 2025)
  • Zaeem Maqsood

    IRN ZXM01041

    • CF30 Customer (1 Nov 2007 to 30 Aug 2013)
    • CF23 Corporate Finance Adviser (19 Mar 2007 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.