First Capital Corporation Limited

• Principal Place of Business

  First Capital

  52 Cornhill

  London

  City Of London

  EC3V 3PD

  UNITED KINGDOM

  Phone

  +442085631563

  Web

  https://www.firstcapital.co.uk

• Complaints Contact

  First Capital

  52 Cornhill

  London

  City Of London

  EC3V 3PD

  UNITED KINGDOM

  Phone

  +442085631563

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alastair Church

  IRN AXC00407

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Amer Vohora

  IRN AXV01086

  • CF30 Customer (1 Nov 2007 to 7 Sep 2010)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
• Amy Hunter

  IRN AXH00387

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Jan 2021)
• Balasubrahmanyam Krishnan

  IRN KXB01520

  • CF30 Customer (1 Nov 2007 to 21 May 2018)
  • CF23 Corporate Finance Adviser (19 Mar 2007 to 31 Oct 2007)
• David Molloy

  IRN DXM00601

  • [FCA CF] Client dealing (since 23 Aug 2021)
• Ejirie Otuguor

  IRN EXO00032

  • [FCA CF] Client dealing (since 1 Jan 2021)
• Freddie Turley

  IRN FXT00082

  • [FCA CF] Client dealing (since 1 Jul 2024)
• Guruprasad Naik

  IRN GXN01150

  • CF30 Customer (13 Sep 2013 to 23 Oct 2015)
• Hazel Moore

  IRN HCM01018

  • SMF9 Chair of the Governing Body (since 21 Jan 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
• Hugo Dias

  IRN HXD00061

  • [FCA CF] Client dealing (9 Dec 2019 to 16 Jun 2022)

No changes recorded yet.