First Abu Dhabi Bank P.J.S.C.

• Principal Place of Business

  20 Berkeley Square

  London

  W1J 6EQ

  UNITED KINGDOM

  Phone

  +4402073933600

  Web

  https://www.bankfab.com/en-gb/regulatory

• Complaints Contact

  20 Berkeley Square

  London

  W1J 6EQ

  UNITED KINGDOM

  Phone

  +4402073933600

• Bank Deposits

  For All, Deposit

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · The firm, in carrying out this regulated activity in relation to contractually based investments with retail (investment) customers is limited to entering into transactions in a manner which if the firm was an unauthorised person would come within article 16 of the RAO.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Tina Mistry

  IRN TXM28616

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Mar 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (5 Oct 2022 to 26 Mar 2024)
• Tony Robert Worthington

  IRN TRW01019

  • SMF19 Head of Overseas Branch/Head of Overseas (since 2 Aug 2022)
• Troy Anthony Whelan

  IRN TAW01077

  • SMF4 Chief Risk (20 Oct 2020 to 1 Feb 2023)
• Vasgen Edwards

  IRN VXE01066

  • SMF22 Other Local Responsibility (5 Dec 2016 to 5 Jan 2018)
• Vincenzo Cristiano

  IRN VXC01051

  • [FCA CF] Client dealing (since 7 Mar 2016)
  • [FCA CF] Proprietary trader (since 7 Mar 2016)
  • CF30 Customer (1 Mar 2012 to 6 Mar 2016)
• Wei Min Koh

  IRN SXK01458

  • CF30 Customer (5 Nov 2014 to 6 Mar 2016)
• William Halliday

  IRN WXH80823

  • [FCA CF] Client dealing (since 25 Sep 2023)
• ZEENA FAROUK

  IRN ZXF01021

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 28 Jun 2024)

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