FINLI (SCOTLAND) LIMITED

• Principal Place of Business

  Ground Floor

  Pavilion 3

  Finnieston Business Park

  4 Minerva Way

  Glasgow

  G3 8AU

  UNITED KINGDOM

  Phone

  +441413532124

  Web

  https://www.finli.co.uk

• Complaints Contact

  Ground Floor

  Pavilion 3

  Finnieston Business Park

  4 Minerva Way

  Glasgow

  G3 8AU

  UNITED KINGDOM

  Phone

  +441413532124

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Neil David Barclay

  IRN NDB00017

  • CF30 Customer (1 Nov 2007 to 30 Jun 2009)
  • CF21 Investment Adviser (8 May 2006 to 31 Oct 2007)
• Peter Bruce

  IRN PWB01076

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Rebecca Joanne Canning

  IRN RXC00857

  • CF30 Customer (since 14 Jul 2025)
• Robert McDougall

  IRN RXM00013

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF21 Investment Adviser (10 May 2006 to 31 Oct 2007)
• Scott Campbell

  IRN SXC00180

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (20 Jun 2011 to 8 Dec 2019)
• Scott Lennox Gardner

  IRN SLG01037

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Nov 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (6 Jun 2005 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (6 Jun 2005 to 31 Oct 2007)
• Sharon Lyon

  IRN SXL00047

  • CF30 Customer (6 Apr 2009 to 8 Dec 2019)
• Sophie Louise McDonald

  IRN SXM00840

  • [FCA CF] Client dealing (19 May 2025 to 27 Jul 2025)
  • [FCA CF] Functions requiring qualifications (19 May 2025 to 27 Jul 2025)
• Stephen Murphy

  IRN SXM00016

  • CF30 Customer (21 Sep 2012 to 1 Jul 2015)
• Steven Poulton

  IRN SXP01938

  • SMF16 Compliance Oversight (since 17 Sep 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Sep 2025)

• FINLI (ORKNEY) LIMITED

  FRN 605316 · Appointed 2 Aug 2013

• AFS Financial Planners Ltd (no longer appointed)

  FRN 611211 · Appointed 3 Dec 2013 · Until 17 Mar 2015

• Colin Syme Financial Services Ltd (no longer appointed)

  FRN 224795 · Appointed 25 Jun 2007 · Until 31 Mar 2011

No changes recorded yet.