Finex LLP

Date authorised
1 April 2013
Companies House
OC347481
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    70 Gracechurch Street
    London
    EC3V 0HR
    UNITED KINGDOM
    Phone
    +4402030082530
    Web
    https://www.finexlondon.com

  • Complaints Contact

    70 Gracechurch Street
    London
    EC3V 0HR
    UNITED KINGDOM
    Phone
    +4402030082530

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 4 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Thomas Spencer Williams

    IRN TXW01380

    • CF1 Director (AR) (since 29 Aug 2024)
    • CF30 Customer (since 29 Aug 2024)
    • [FCA CF] Client dealing (27 Jun 2024 to 30 Jan 2025)
  • Timothy Michael Davies

    IRN TXD01250

    • CF30 Customer (4 Nov 2020 to 27 Oct 2023)
  • Tommaso Laschetti

    IRN TXL01109

    • CF30 Customer (20 Feb 2019 to 8 Dec 2019)
  • Trevor Martin Tanchel

    IRN TMT01012

    • CF30 Customer (1 Feb 2010 to 19 May 2010)
    • CF1 Director (1 Feb 2010 to 19 May 2010)
    • CF10 Compliance Oversight (1 Feb 2010 to 23 Jun 2010)
  • Tristan Neil Brooks

    IRN TXB00553

    • CF1 Director (AR) (since 10 Mar 2026)
    • CF30 Customer (since 10 Mar 2026)
  • Vincent Walker

    IRN VOW01006

    • CF30 Customer (14 Dec 2020 to 12 Mar 2022)
  • Waseem Ullah

    IRN WXU00009

    • [FCA CF] Client dealing (30 Sep 2024 to 22 Jan 2025)
  • William Thomas Hayes

    IRN WXH00151

    • [FCA CF] Client dealing (22 Apr 2024 to 31 Mar 2026)
    • CF1 Director (AR) (22 Apr 2024 to 30 Mar 2026)
    • CF30 Customer (22 Apr 2024 to 30 Mar 2026)
  • Yuri Khodjamirian

    IRN YXK01170

    • CF1 Director (AR) (5 Nov 2020 to 27 Nov 2021)
    • CF30 Customer (5 Nov 2020 to 27 Nov 2021)
  • Yusuf Mohmmed

    IRN YXM01046

    • CF30 Customer (since 18 Oct 2023)
    • [FCA CF] Client dealing (18 Oct 2023 to 19 Jan 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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