Finex LLP

Date authorised
1 April 2013
Companies House
OC347481
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    70 Gracechurch Street
    London
    EC3V 0HR
    UNITED KINGDOM
    Phone
    +4402030082530
    Web
    https://www.finexlondon.com

  • Complaints Contact

    70 Gracechurch Street
    London
    EC3V 0HR
    UNITED KINGDOM
    Phone
    +4402030082530

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 4 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Jabotnisky Abraham

    IRN DXA00441

    • CF30 Customer (since 24 Apr 2025)
  • Edward James Playfair

    IRN EXP28278

    • CF1 Director (AR) (20 Aug 2020 to 2 Aug 2022)
    • CF30 Customer (10 Feb 2020 to 2 Aug 2022)
    • CF4 Partner (AR) (10 Feb 2020 to 2 Aug 2022)
  • Edward John McLean Buckley

    IRN EJB01048

    • [FCA CF] Client dealing (13 Oct 2022 to 1 May 2024)
  • Edward Leslie Rhys

    IRN ELR01017

    • CF1 Director (AR) (21 Aug 2020 to 2 Feb 2021)
    • CF30 Customer (10 Feb 2020 to 2 Feb 2021)
    • CF4 Partner (AR) (10 Feb 2020 to 2 Feb 2021)
  • Elena Margaret Gebhardt

    IRN EMG01046

    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF4 Partner (6 Jun 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (21 Jun 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Feb 2010 to 8 Dec 2019)
  • Emanuel BALARIE

    IRN EXB00411

    • CF30 Customer (4 Jun 2024 to 19 Oct 2024)
    • CF1 Director (AR) (4 Jun 2024 to 19 Oct 2024)
  • Eugene, San Yuen Lim

    IRN ESL01016

    • CF30 Customer (since 12 Feb 2020)
    • [FCA CF] Client dealing (since 12 Feb 2020)
    • CF4 Partner (AR) (since 12 Feb 2020)
  • Fan Ye

    IRN FXY01044

    • CF1 Director (AR) (4 Dec 2021 to 29 Aug 2025)
    • CF30 Customer (4 Dec 2021 to 29 Aug 2025)
    • [FCA CF] Client dealing (4 Dec 2021 to 29 Aug 2025)
  • George Maraveyas

    IRN GXM00337

    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Functions requiring qualifications (since 31 Jan 2025)
    • [FCA CF] Client dealing (28 Jun 2021 to 31 Jan 2025)
  • George William Homan-Russell

    IRN GWH01079

    • [FCA CF] Client dealing (since 28 May 2021)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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