Date authorised
1 April 2013
Companies House
OC303640
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Findlay Park Partners LLP
    2nd Floor
    16 New Burlington Place
    London
    W1S 2HX
    UNITED KINGDOM
    Phone
    +4402079684900
  • Complaints Contact

    Findlay Park Partners LLP
    2nd Floor
    16 New Burlington Place
    London
    W1S 2HX
    UNITED KINGDOM
    Phone
    +4402079684900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rupert Henry Brandt

    IRN RHB01026

    • CF30 Customer (1 Nov 2007 to 1 May 2018)
    • CF4 Partner (17 May 2006 to 5 Jul 2018)
    • CF27 Investment Management (17 May 2006 to 31 Oct 2007)
  • Sarah Jane Burns

    IRN SJB01553

    • CF4 Partner (1 Mar 2010 to 3 Jul 2017)
    • CF30 Customer (17 Nov 2008 to 31 Jan 2017)
  • Se Hoon Park

    IRN SHP01047

    • [FCA CF] Client dealing (26 Jan 2023 to 30 Sep 2024)
  • Sello Lekalakala

    IRN SXL01997

    • [FCA CF] Client dealing (31 Jan 2023 to 16 Feb 2026)
  • Simon Tony Pryke

    IRN STP01014

    • SMF9 Chair of the Governing Body (since 1 Apr 2025)
    • [FCA CF] Client dealing (since 13 Feb 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 1 Apr 2025)
    • CF4 Partner (14 Feb 2017 to 8 Dec 2019)
    • CF30 Customer (30 Sep 2016 to 8 Dec 2019)
    • CF3 Chief Executive (30 Sep 2016 to 8 Dec 2019)
  • Susan Christine Fitch

    IRN SCF01017

    • CF28 Systems and controls (1 Nov 2007 to 30 Sep 2016)
    • CF13 Finance (24 Apr 2003 to 31 Oct 2007)
  • Thomas Mackey

    IRN TXM00312

    • [FCA CF] Manager of certification employee (3 Nov 2021 to 24 Jul 2023)
    • [FCA CF] Significant management (2 Nov 2021 to 24 Jul 2023)
  • William Brocklebank

    IRN WXB01115

    • CF27 Investment Management (24 Apr 2003 to 24 Mar 2005)
  • William Green

    IRN WXG00090

    • Director of firm who is not a certification employee or a SMF manager (since 10 Jan 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.