FINANCIAL EXPRESS INVESTMENTS LTD

• Principal Place of Business

  Financial Express Investments

  Golden House

  30 Great Pulteney Street

  London

  Westminster

  W1F 9NN

  UNITED KINGDOM

  Phone

  +4402075347600

  Web

  https://www.fefundinfo.com

• Complaints Contact

  Golden House

  30 Great Pulteney Street

  London

  W1F 9NN

  UNITED KINGDOM

  Phone

  +442075347635

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Matthew John Lawrence

  IRN MJL01286

  • SMF3 Executive Director (9 Dec 2019 to 26 May 2020)
  • CF1 Director (1 Jun 2018 to 8 Dec 2019)
  • CF30 Customer (1 Jun 2018 to 8 Dec 2019)
• Michael Holland

  IRN MXH01559

  • CF8 Apportionment and Oversight (31 Aug 2006 to 31 Mar 2009)
  • CF3 Chief Executive (31 Aug 2006 to 14 Dec 2018)
  • CF1 Director (9 Oct 2002 to 14 Dec 2018)
• Neil Bradford

  IRN NXB01996

  • CF3 Chief Executive (6 Jun 2018 to 30 Apr 2019)
  • CF1 Director (6 Jun 2018 to 30 Apr 2019)
• Oliver Greenspan

  IRN OXG00052

  • [FCA CF] Client dealing (since 1 Jun 2023)
  • [FCA CF] Manager of certification employee (since 1 Jun 2023)
• Oliver Samuel John Clarke-Williams

  IRN OSC01002

  • [FCA CF] Client dealing (since 12 Mar 2021)
  • [FCA CF] Material risk taker (since 12 Mar 2021)
  • CF30 Customer (17 Sep 2012 to 8 Dec 2019)
• Peter William La Brooy

  IRN PWL01048

  • CF11 Money Laundering Reporting (8 Jan 2015 to 22 Nov 2018)
  • CF28 Systems and controls (1 Nov 2007 to 22 Nov 2018)
  • CF1 Director (30 Sep 2006 to 22 Nov 2018)
  • CF13 Finance (30 Sep 2006 to 31 Oct 2007)
• Prem Anand Mohan Raj

  IRN PAM01162

  • CF1 Director (29 May 2002 to 29 May 2002)
  • CF10 Compliance Oversight (29 May 2002 to 29 May 2002)
  • CF11 Money Laundering Reporting (29 May 2002 to 29 May 2002)
  • CF8 Apportionment and Oversight (29 May 2002 to 29 May 2002)
• Rahul Daswani

  IRN RXD00411

  • 14. Managing investments
  • [FCA CF] Client dealing (since 2 Jun 2023)
  • [FCA CF] Material risk taker (since 2 Jun 2023)
  • [FCA CF] Functions requiring qualifications (since 2 Jun 2023)
• Richard Francis Kochanek

  IRN RXK00268

  • [FCA CF] Material risk taker (since 6 Jun 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Dec 2022)
  • SMF16 Compliance Oversight (since 6 Dec 2022)
• Robert Gleeson

  IRN RXG01643

  • SMF3 Executive Director (since 1 Jan 2023)
  • [FCA CF] Significant management (since 12 Mar 2021)
  • [FCA CF] Manager of certification employee (since 12 Mar 2021)
  • [FCA CF] Client dealing (since 12 Mar 2021)
  • [FCA CF] Material risk taker (since 12 Mar 2021)
  • CF30 Customer (17 Sep 2012 to 8 Dec 2019)

• FE fundinfo (UK) Limited (no longer appointed)

  FRN 584682 · Appointed 11 Dec 2023 · Until 27 Mar 2025

• FE fundinfo (UK) Limited (no longer appointed)

  FRN 584682 · Appointed 16 Jul 2012 · Until 26 Aug 2020

No changes recorded yet.