Prem Anand Mohan Raj

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Livingbridge EP LLP

    FRN 429087

    • SMF27 Partner (since 19 Jun 2025)
    • CF4 Partner (14 Jan 2014 to 2 Jun 2014)
    • CF30 Customer (1 Nov 2007 to 30 Jun 2010)
    • CF27 Investment Management (1 Jul 2007 to 31 Oct 2007)
  • Northedge Capital LLP (no longer approved here)

    FRN 502462

    • SMF27 Partner (3 Dec 2020 to 31 Dec 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 16 Sep 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Sep 2024)
    • CF10a CASS Oversight function (11 Jul 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 Jun 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 Jun 2017 to 8 Dec 2019)
  • FINANCIAL EXPRESS INVESTMENTS LTD (no longer approved here)

    FRN 209967

    • CF1 Director (29 May 2002 to 29 May 2002)
    • CF8 Apportionment and Oversight (29 May 2002 to 29 May 2002)
    • CF10 Compliance Oversight (29 May 2002 to 29 May 2002)
    • CF11 Money Laundering Reporting (29 May 2002 to 29 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

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