FINANCIAL EXPRESS INVESTMENTS LTD

• Principal Place of Business

  Financial Express Investments

  Golden House

  30 Great Pulteney Street

  London

  Westminster

  W1F 9NN

  UNITED KINGDOM

  Phone

  +4402075347600

  Web

  https://www.fefundinfo.com

• Complaints Contact

  Golden House

  30 Great Pulteney Street

  London

  W1F 9NN

  UNITED KINGDOM

  Phone

  +442075347635

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John McGuire

  IRN JXM01389

  • [FCA CF] Client dealing (1 Jun 2023 to 22 Jul 2025)
• Jun Cox

  IRN JXC03442

  • [FCA CF] Client dealing (4 Sep 2025 to 4 Dec 2025)
• Kate Scarles

  IRN KXS00582

  • [FCA CF] Significant management (since 1 Jun 2023)
• Kiran Alonso

  IRN KXA00104

  • [FCA CF] Client dealing (since 17 Oct 2025)
• Liam Healy

  IRN LXH00497

  • [FCA CF] Manager of certification employee (since 29 Nov 2023)
  • [FCA CF] Material risk taker (since 29 Nov 2023)
  • SMF1 Chief Executive (since 23 Nov 2023)
  • SMF3 Executive Director (since 23 Nov 2023)
  • CF1 Director (AR) (11 Dec 2023 to 26 Mar 2025)
• Linda Elizabeth Roberts

  IRN LER01037

  • Director of firm who is not a certification employee or a SMF manager (since 1 Dec 2024)
• Lisa Maxwell

  IRN LXM00580

  • [FCA CF] Significant management (since 1 Jun 2023)
  • [FCA CF] Material risk taker (since 1 Jun 2023)
  • CF1 Director (AR) (11 Dec 2023 to 26 Mar 2025)
• Lisa Tomlins

  IRN LXT00288

  • [FCA CF] Material risk taker (1 Mar 2024 to 17 May 2024)
  • [FCA CF] Significant management (1 Mar 2024 to 17 May 2024)
• Matthew Edmonds

  IRN MXE00366

  • [FCA CF] Client dealing (19 Feb 2025 to 27 Jun 2025)
• Matthew Hall

  IRN MXH01018

  • [FCA CF] Client dealing (1 Jun 2023 to 31 Dec 2024)

• FE fundinfo (UK) Limited (no longer appointed)

  FRN 584682 · Appointed 11 Dec 2023 · Until 27 Mar 2025

• FE fundinfo (UK) Limited (no longer appointed)

  FRN 584682 · Appointed 16 Jul 2012 · Until 26 Aug 2020

No changes recorded yet.