FINANCE SHOP LIMITED

• Principal Place of Business

  Finance Shop

  North Wood Place Unit 2-2a

  Octagon Business Park

  Hospital Road

  Norwich

  Norfolk

  NR13 5FH

  UNITED KINGDOM

  Phone

  +4401603595960

  Web

  https://www.financeshopgroup.com

• Complaints Contact

  Finance Shop

  North Wood Place Unit 2-2a

  Octagon Business Park

  Hospital Road

  Norwich

  Norfolk

  NR13 5FH

  UNITED KINGDOM

  Phone

  +4401603595960

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

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  • · This activity is limited to relevant credit activities as defined in paragraph 2G of Schedule 6 of the Financial Services and Markets Act 2000

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice, buy-to-let mortgages advice and second charge lending advice

• Consumer Loans

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  • · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement; and
  • · Limited to lending that is in connection with the repayment of initial adviser charge paid by instalments from a regular premium contract investment.

• Loan Servicing

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  • · Limited to lending that is in connection with the repayment of initial adviser charge paid by instalments from a regular premium contract investment.
  • · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

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  • · Not permitted to carry out credit repair services

• Petra Hodson

  IRN PXH00722

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 12 Apr 2024)
  • [FCA CF] Functions requiring qualifications (since 12 Apr 2024)
• Reagan Eloise Rogers

  IRN RXR00465

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 24 Jan 2025)
  • [FCA CF] Functions requiring qualifications (since 24 Jan 2025)
• Scott James Oliver

  IRN SJO00019

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 22 Feb 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Feb 2022)
  • SMF3 Executive Director (9 Dec 2019 to 13 May 2022)
  • Responsible for Insurance Distribution (1 Oct 2018 to 23 Mar 2022)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 23 Mar 2022)
  • CF11 Money Laundering Reporting (20 Oct 2015 to 8 Dec 2019)
  • CF10 Compliance Oversight (20 Oct 2015 to 8 Dec 2019)
  • Responsible for Insurance Mediation (8 Oct 2015 to 30 Sep 2018)
  • CF30 Customer (3 Oct 2011 to 8 Dec 2019)
  • CF1 Director (3 Oct 2011 to 8 Dec 2019)
• Stephen Andrew Mallett

  IRN SAM00052

  • CF30 Customer (3 Oct 2011 to 1 Oct 2017)
  • CF1 Director (3 Oct 2011 to 1 Oct 2017)
• Stephen Mark James

  IRN SMJ00002

  • CF30 Customer (3 Oct 2011 to 6 Jun 2016)
  • CF11 Money Laundering Reporting (3 Oct 2011 to 30 Sep 2015)
  • CF10 Compliance Oversight (3 Oct 2011 to 30 Sep 2015)
  • CF1 Director (3 Oct 2011 to 29 Apr 2016)
• Thomas Paul Mitchell

  IRN TXM00244

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 15 Apr 2024)
  • [FCA CF] Client dealing (since 15 Apr 2024)
• Tracey Jayne Bird

  IRN TJB00025

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (3 Oct 2011 to 8 Dec 2019)
• Trevor John Jacklin

  IRN TXJ84291

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 7 Feb 2024)

No changes recorded yet.