Stephen Mark James

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FINANCE SHOP LIMITED (no longer approved here)

    FRN 551177

    • CF1 Director (3 Oct 2011 to 29 Apr 2016)
    • CF10 Compliance Oversight (3 Oct 2011 to 30 Sep 2015)
    • CF11 Money Laundering Reporting (3 Oct 2011 to 30 Sep 2015)
    • CF30 Customer (3 Oct 2011 to 6 Jun 2016)
  • The Finance Shop (1750) (no longer approved here)

    FRN 191988

    • Employed By (1 Oct 1998 to 28 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.