FIL Wealth Management Limited

Date authorised
1 April 2013
Companies House
06121251
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Beech Gate
    Millfield Lane
    Lower Kingswood
    Tadworth
    Surrey
    KT20 6RP
    UNITED KINGDOM
    Phone
    +440800222550
    Web
    https://www.fidelity.co.uk

  • Complaints Contact

    Beech Gate
    Millfield Lane
    Lower Kingswood
    Tadworth
    Surrey
    KT20 6RP
    UNITED KINGDOM
    Phone
    +448000845054

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sivananthan Ramachandran

    IRN SXR01804

    • [FCA CF] Functions requiring qualifications (22 Feb 2023 to 2 Apr 2024)
    • [FCA CF] Client dealing (22 Feb 2023 to 2 Apr 2024)
  • Stephen James Groves

    IRN SJG00115

    • CF2 Non Executive Director (1 May 2008 to 9 Dec 2010)
  • Stephen Michael Moore

    IRN SMM01157

    • CF1 Director (16 Oct 2008 to 16 Oct 2008)
  • Stephen Peter Maher

    IRN SPM01205

    • SMF2 Chief Finance (since 26 Apr 2023)
    • CF1 Director (AR) (7 Aug 2015 to 11 Nov 2015)
    • CF1 Director (27 Jul 2015 to 4 Apr 2016)
  • Stuart John Warner

    IRN SXW24000

    • SMF7 Group Entity Senior Manager (since 21 Nov 2024)
    • SMF24 Chief Operations (12 Feb 2020 to 11 Nov 2024)
  • Stuart Paul Welch

    IRN SPW01127

    • SMF1 Chief Executive (10 Dec 2019 to 9 Feb 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 9 Feb 2024)
    • CF1 Director (6 Aug 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (6 Aug 2018 to 30 Sep 2018)
  • Stuart Philip Bayliss

    IRN SPB00017

    • CF30 Customer (1 Nov 2007 to 3 Aug 2009)
    • Responsible for Insurance Mediation (23 May 2007 to 3 Aug 2009)
    • CF21 Investment Adviser (23 May 2007 to 31 Oct 2007)
    • CF1 Director (23 May 2007 to 3 Aug 2009)
    • CF3 Chief Executive (23 May 2007 to 1 May 2008)
    • CF8 Apportionment and Oversight (23 May 2007 to 1 May 2008)
  • Stuart White

    IRN SXW01753

    • CF30 Customer (16 Jan 2012 to 12 Sep 2013)
  • Susanne Wooders

    IRN SXW02180

    • SMF4 Chief Risk (9 Dec 2019 to 11 Oct 2022)
    • CF28 Systems and controls (21 Jan 2016 to 8 Dec 2019)
  • Tara Adele Knight

    IRN IAK00003

    • CF30 Customer (18 Mar 2019 to 30 Apr 2019)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.