FIL Pensions Management

• Principal Place of Business

  Beech Gate

  Millfield Lane

  Lower Kingswood

  Tadworth

  Surrey

  KT20 6RP

  UNITED KINGDOM

  Phone

  +4401732361144

  Web

  https://www.fidelity.co.uk

• Complaints Contact

  Beech Gate

  Millfield Lane

  Lower Kingswood

  Tadworth

  Surrey

  KT20 6RP

  UNITED KINGDOM

  Phone

  +4401732361144

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark David Plumtree

  IRN MDP01046

  • CF30 Customer (1 Nov 2007 to 4 Apr 2008)
  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
• Mark Edmond Rogers

  IRN MER01074

  • CF30 Customer (5 Mar 2008 to 30 Jan 2009)
• Mark Gotts

  IRN MXG00077

  • SMF11 Chair of the Audit Committee (since 15 Jan 2021)
  • SMF10 Chair of the Risk Committee (since 15 Jan 2021)
• Mark Ian Miller

  IRN MIM01009

  • CF1 Director (9 Jun 2008 to 6 Jul 2011)
  • CF29 Significant management (1 Nov 2007 to 6 Jul 2011)
  • CF30 Customer (1 Nov 2007 to 6 Jul 2011)
  • CF16 Significant Mgt (Desgntd Investment Business) (10 Nov 2005 to 31 Oct 2007)
  • CF27 Investment Management (10 Nov 2005 to 31 Oct 2007)
• Mark Watkin Hammond

  IRN MWH01024

  • CF30 Customer (1 Nov 2007 to 26 Jan 2009)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Martin Alexander Hall

  IRN MAH01156

  • CF16 Significant Mgt (Desgntd Investment Business) (5 Mar 2003 to 13 Apr 2007)
  • CF27 Investment Management (2 Apr 2002 to 13 Apr 2007)
• Martin Andrew Smith

  IRN MAS01261

  • CF29 Significant management (26 Mar 2012 to 27 Feb 2015)
  • CF27 Investment Management (7 Aug 2002 to 23 Mar 2004)
• Martin Joseph Harris

  IRN MJH01256

  • CF30 Customer (1 Nov 2007 to 12 May 2009)
  • CF29 Significant management (1 Nov 2007 to 12 May 2009)
  • CF1 Director (19 Jun 2007 to 27 Feb 2008)
  • CF27 Investment Management (22 Dec 2004 to 31 Oct 2007)
  • CF16 Significant Mgt (Desgntd Investment Business) (22 Dec 2004 to 31 Oct 2007)
• Marton Huebler

  IRN MXH08779

  • CF30 Customer (1 Jan 2019 to 15 Mar 2019)
• Masato Suzuki

  IRN MXS02378

  • CF30 Customer (1 Nov 2007 to 12 May 2008)
  • CF27 Investment Management (22 Oct 2007 to 31 Oct 2007)

• Fidelity Technology India Private Limited (no longer appointed)

  FRN 225972 · Appointed 30 Jun 2003 · Until 9 Aug 2004

No changes recorded yet.