FIL Investment Services (UK) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Carlos Moreno
IRN JCM01171
- CF30 Customer (1 Nov 2007 to 31 Mar 2008)
- CF27 Investment Management (1 Nov 2002 to 31 Oct 2007)
Carol Ann Vahey
IRN CAV00009
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Dec 2002)
Cedric de la Chaise
IRN CMD01069
- CF30 Customer (1 Nov 2007 to 23 Oct 2017)
- CF27 Investment Management (9 Apr 2002 to 31 Oct 2007)
Cesar Enrique Hernandez
IRN CEH01049
- CF27 Investment Management (1 Dec 2001 to 18 May 2007)
Charles Anthony Payne
IRN CAP00033
- CF29 Significant management (1 Nov 2007 to 9 Jun 2011)
- CF16 Significant Mgt (Desgntd Investment Business) (13 Aug 2002 to 31 Oct 2007)
Charles James Stewart
IRN CJS01136
- CF27 Investment Management (1 Dec 2001 to 30 Apr 2004)
Charles Michael Varley McKenzie
IRN CMM01060
- CF29 Significant management (6 May 2016 to 6 Nov 2017)
- CF30 Customer (28 Jul 2014 to 13 May 2016)
Charmian Sze Mian Long
IRN CSL01033
- CF30 Customer (28 Aug 2008 to 30 Jan 2009)
Cheryl Campbell Black
IRN CCB01066
- CF2 Non Executive Director (26 Apr 2018 to 22 Nov 2018)
Christian Stauss
IRN CXS01317
- CF27 Investment Management (1 Dec 2001 to 24 May 2002)

Smaller firms operating under this firm's FCA authorisation.

Fidelity Technology India Private Limited (no longer appointed)
FRN 225972 · Appointed 30 Jun 2003 · Until 9 Aug 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.