FIL Investment Advisors (UK) Limited

• Principal Place of Business

  Beech Gate

  Millfield Lane

  Lower Kingswood

  Tadworth

  Surrey

  KT20 6RP

  UNITED KINGDOM

  Phone

  +4401732361144

  Web

  https://www.fidelity.co.uk

• Complaints Contact

  4 Cannon Street

  London

  EC4M 5AB

  UNITED KINGDOM

  Phone

  +4402079614731

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment type "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).
  • · Limited to dealing-only activities.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Joel Nelson Grant

  IRN JNG01033

  • CF30 Customer (19 Jun 2008 to 5 Sep 2008)
• John Abraham Stavis

  IRN JAS01178

  • CF30 Customer (1 Nov 2007 to 18 Mar 2009)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• John Andrew Jenkins

  IRN JAJ01035

  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 23 Jul 2003)
  • CF27 Investment Management (1 Dec 2001 to 16 Mar 2004)
• John Gregory

  IRN JXG01748

  • CF29 Significant management (6 Nov 2007 to 1 May 2010)
• John Michael Frederic Ford

  IRN JMF01059

  • CF1 Director (3 May 2016 to 22 Sep 2017)
• John Patrick Clarke

  IRN JXC02103

  • SMF17 Money Laundering Reporting Officer (MLRO) (10 Mar 2021 to 1 Aug 2025)
• John Peter Beaven

  IRN JPB01095

  • CF30 Customer (1 Nov 2007 to 31 Dec 2016)
  • CF26 Customer Trading (14 Mar 2007 to 31 Oct 2007)
• John Russell

  IRN JXR00145

  • SMF3 Executive Director (20 Aug 2024 to 10 Oct 2024)
  • SMF24 Chief Operations (20 Aug 2024 to 10 Oct 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 20 Aug 2024)
• John Stephen Philip Fulford

  IRN JSF01022

  • CF30 Customer (13 Sep 2010 to 4 Feb 2019)
  • CF29 Significant management (1 Nov 2007 to 4 Feb 2019)
  • CF16 Significant Mgt (Desgntd Investment Business) (8 Mar 2007 to 31 Oct 2007)
• Jonathan Andrew Fry

  IRN JAF01205

  • CF30 Customer (4 Jan 2016 to 9 Jul 2019)

No changes recorded yet.