FIL Investment Advisors (UK) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Beech GateMillfield LaneLower KingswoodTadworthSurreyKT20 6RPUNITED KINGDOM- Phone
- +4401732361144
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Complaints Contact
4 Cannon StreetLondonEC4M 5ABUNITED KINGDOM- Phone
- +4402079614731
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 3 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 5 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment type "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).
- · Limited to dealing-only activities.
- · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 3 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 4 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Limited to transaction-only activities.
- · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
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Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Adrian Benedict
IRN ADB01121
- [FCA CF] Manager of certification employee (since 25 Aug 2022)
- [FCA CF] Client dealing (since 9 Dec 2019)
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Adrian Brass
IRN AJB01282
- CF30 Customer (1 Nov 2007 to 16 May 2014)
- CF27 Investment Management (27 Apr 2006 to 31 Oct 2007)
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Adrian John Stirrup
IRN AJS01233
- CF15 Internal Audit (28 Dec 2005 to 17 Mar 2006)
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Adrien De Susanne
IRN AXD01736
- CF30 Customer (8 Jan 2008 to 30 Jan 2009)
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Aela Cozic
IRN AXC00279
- [FCA CF] Client dealing (since 8 Jan 2021)
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Aino Katariina Levonmaa
IRN AKL01025
- CF26 Customer Trading (11 Jul 2006 to 10 Aug 2007)
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Alan Hugh Mullan
IRN AHM01025
- CF3 Chief Executive (23 Mar 2011 to 27 Mar 2012)
- CF1 Director (23 Mar 2011 to 14 Nov 2011)
- CF29 Significant management (18 Sep 2008 to 14 Nov 2011)
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Alastair Baillie Strong
IRN AWB01102
- [FCA CF] Manager of certification employee (since 27 Aug 2025)
- [FCA CF] Client dealing (since 30 Mar 2020)
- [FCA CF] Manager of certification employee (30 Mar 2020 to 13 Dec 2024)
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Alberto Chiandetti
IRN AXC00215
- [FCA CF] Client dealing (9 Dec 2019 to 9 Jun 2022)
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Alberto Chiandetti
IRN AXC02092
- CF30 Customer (4 Aug 2008 to 17 Oct 2008)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.