FIERA CAPITAL (UK) LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
3rd FloorQueensberry House3 Old Burlington StreetLondonEnglandW1S 3AEUNITED KINGDOM- Phone
- +442075182100
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Complaints Contact
3rd FloorQueensberry House3 Old Burlington StreetLondonEnglandW1S 3AEUNITED KINGDOM- Phone
- +442075182100
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Paul Doyle
IRN PXD02036
- [FCA CF] Material risk taker (27 Sep 2021 to 13 Dec 2024)
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Pawel Aleksander Szulc
IRN PAS01305
- CF30 Customer (24 Sep 2008 to 10 Dec 2014)
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Ranulph Arthur Benedict Day
IRN RXD00519
- SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Oct 2024)
- SMF16 Compliance Oversight (since 17 Oct 2024)
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Raunak Saumil Marfatia
IRN RXM00975
- [FCA CF] Client dealing (28 Feb 2024 to 14 Jan 2025)
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Rehan Talib
IRN RXT00366
- CF1 Director (AR) (since 15 Dec 2023)
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Richard Giles Evans
IRN RGE01014
- CF27 Investment Management (21 Jul 2003 to 18 Jun 2004)
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Richard Henry Howe
IRN RHH01058
- CF30 Customer (since 15 Dec 2023)
- CF1 Director (AR) (since 15 Dec 2023)
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Richard Nino
IRN RXN01421
- CF1 Director (1 Mar 2017 to 30 Oct 2019)
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Robert Dean Petty
IRN RXP00585
- [FCA CF] Client dealing (14 Feb 2024 to 10 Dec 2024)
- [FCA CF] Material risk taker (14 Feb 2024 to 10 Dec 2024)
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Robert Hjalmar Procope
IRN RHP01055
- CF30 Customer (28 Nov 2007 to 21 Aug 2018)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Fiera Real Estate Debt Strategies Limited
FRN 1005271 · Appointed 15 Dec 2023
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.