Date authorised
1 October 2013
Companies House
OC306074
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    110 Bishopsgate
    London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +442073822222
  • Complaints Contact

    110 Bishopsgate
    -
    London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +442073822222

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Michael Mckenzie Thompson

    IRN JMT01226

    • CF30 Customer (24 Sep 2018 to 8 Dec 2019)
  • Joshua Needham

    IRN JXN01579

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (23 Jan 2018 to 8 Dec 2019)
  • Katharine Amy Innes

    IRN KAI00013

    • CF30 Customer (3 Jul 2015 to 21 Jan 2018)
  • Katherine Steele

    IRN KES01069

    • CF30 Customer (23 Nov 2017 to 8 Dec 2019)
  • Kevin Mark Cunningham

    IRN KMC01041

    • CF11 Money Laundering Reporting (10 Mar 2014 to 30 Mar 2016)
    • CF10 Compliance Oversight (10 Mar 2014 to 30 Mar 2016)
    • CF30 Customer (1 Oct 2013 to 14 Dec 2016)
    • CF4 Partner (1 Oct 2013 to 14 Dec 2016)
  • Kunal Gandhi

    IRN KKG01005

    • [FCA CF] Client dealing (since 6 Apr 2020)
    • [FCA CF] Manager of certification employee (since 6 Apr 2020)
    • [FCA CF] Significant management (since 6 Apr 2020)
  • Malik Nazarali Karim

    IRN MXK01161

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF30 Customer (1 Oct 2013 to 8 Dec 2019)
    • CF3 Chief Executive (1 Oct 2013 to 8 Dec 2019)
    • CF4 Partner (1 Oct 2013 to 8 Dec 2019)
  • Marija Lasauskaite

    IRN MXL02150

    • CF30 Customer (16 May 2015 to 17 Aug 2015)
  • Michael Peter Rajpaul Kaladeen

    IRN MPK01047

    • CF30 Customer (4 Jan 2017 to 8 Jun 2018)
  • Milenko Sikljovan

    IRN MXS01489

    • [FCA CF] Client dealing (since 10 Feb 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.