Date authorised
1 October 2013
Companies House
OC306074
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    110 Bishopsgate
    London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +442073822222
  • Complaints Contact

    110 Bishopsgate
    -
    London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +442073822222

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Clifford Samuel Herbert Hampton

    IRN CSH01034

    • CF30 Customer (1 Oct 2013 to 31 May 2017)
  • Divya Dhar

    IRN DXD01520

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Oct 2013 to 8 Dec 2019)
  • Duncan James Buck

    IRN DJB01277

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 Oct 2023)
    • SMF27 Partner (9 Dec 2019 to 9 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 Oct 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 3 Oct 2023)
    • CF4 Partner (13 Jul 2016 to 8 Dec 2019)
    • CF30 Customer (1 Oct 2013 to 8 Dec 2019)
  • Eric Richard

    IRN EXR01051

    • [FCA CF] Client dealing (since 19 Feb 2024)
  • Francesco Vettori

    IRN FXV01114

    • [FCA CF] Client dealing (since 1 May 2024)
    • CF30 Customer (29 Oct 2015 to 21 Jan 2018)
  • Geena Kaur Kang

    IRN GKK01016

    • CF30 Customer (10 Jul 2018 to 8 Dec 2019)
  • Gerald Edgar Grimstone

    IRN GEG01008

    • [FCA CF] Client dealing (9 Dec 2019 to 27 Apr 2020)
    • CF30 Customer (24 Jun 2019 to 8 Dec 2019)
  • Graham David Marchant

    IRN GDM01060

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF27 Partner (9 Dec 2019 to 9 Dec 2019)
    • CF4 Partner (1 Oct 2013 to 8 Dec 2019)
    • CF30 Customer (1 Oct 2013 to 8 Dec 2019)
  • Henry Pettit

    IRN HXP00264

    • [FCA CF] Client dealing (1 Apr 2024 to 4 Apr 2025)
  • Jake Delaney

    IRN JXD02335

    • CF30 Customer (23 Jun 2015 to 21 Jan 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.