Date authorised
1 October 2013
Companies House
OC306074
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    110 Bishopsgate
    London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +442073822222
  • Complaints Contact

    110 Bishopsgate
    -
    London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +442073822222

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony Richard Prescott Ambler

    IRN ARA01134

    • [FCA CF] Client dealing (since 25 Jun 2021)
    • CF30 Customer (9 Feb 2018 to 8 Dec 2019)
  • Benjamin Charles Hugh Spalton

    IRN BXS00610

    • [FCA CF] Client dealing (since 23 Jun 2025)
  • Benjamin Robert James

    IRN BRJ01024

    • [FCA CF] Client dealing (1 Apr 2020 to 29 Jan 2021)
    • CF30 Customer (21 Dec 2016 to 8 Dec 2019)
  • Benjamin Steeve Elie Marie Rouach

    IRN BSR01023

    • [FCA CF] Client dealing (since 26 Jul 2021)
  • Bianca McMillan

    IRN BXM07075

    • CF30 Customer (10 Oct 2018 to 8 Dec 2019)
  • Brendan Perkins

    IRN BXP01350

    • [FCA CF] Manager of certification employee (since 23 Jun 2025)
    • [FCA CF] Significant management (since 23 Jun 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Oct 2013 to 8 Dec 2019)
  • Brooke Nish

    IRN BXN01229

    • CF30 Customer (20 Jan 2018 to 13 Apr 2018)
  • Christophe Muyard

    IRN CXM01586

    • CF30 Customer (11 Dec 2018 to 1 Aug 2019)
  • Christophe Thomas Joseph Deville

    IRN CTD01018

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Oct 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Oct 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Oct 2025)
    • SMF27 Partner (9 Dec 2019 to 9 Dec 2019)
    • CF4 Partner (1 Oct 2013 to 8 Dec 2019)
    • CF30 Customer (1 Oct 2013 to 8 Dec 2019)
  • Chunzi Yan

    IRN CXY01062

    • CF30 Customer (12 Nov 2013 to 31 Mar 2015)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.