FCMB Bank (UK) Limited

• Principal Place of Business

  81 Gracechurch Street

  London

  London

  EC3V 0AU

  UNITED KINGDOM

  Phone

  +4402072201000

  Web

  https://www.fcmbuk.com

• Complaints Contact

  81 Gracechurch Street

  -

  London

  London

  EC3V 0AU

  UNITED KINGDOM

  Phone

  +442072201000

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• OLUFEMI NOJEEMDEEN BAKRE

  IRN ONB01001

  • SMF3 Executive Director (7 Mar 2016 to 31 Mar 2020)
  • CF1 Director (14 Jan 2016 to 6 Mar 2016)
• Olubunmi Oluseun Asaolu

  IRN OOA01004

  • CF30 Customer (16 Sep 2009 to 1 Mar 2011)
• Olugboyega Olugdolahon Balogun

  IRN OXB01018

  • SMF7 Group Entity Senior Manager (7 Mar 2016 to 12 Apr 2018)
  • CF29 Significant management (7 Sep 2009 to 6 Mar 2016)
• Oluwatoyin Ekundayo Olaiya

  IRN OXO00121

  • Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2023)
• Paul David Brattle

  IRN PDB01143

  • SMF18 Other Overall Responsibility (18 Aug 2016 to 27 May 2022)
  • CF28 Systems and controls (21 Jul 2011 to 6 Mar 2016)
• Paul Richard Underwood

  IRN PRU01001

  • SMF18 Other Overall Responsibility (9 Sep 2020 to 30 Sep 2021)
  • CF30 Customer (25 Sep 2013 to 6 Mar 2016)
• Peter Hale

  IRN PXH00737

  • [FCA CF] Material risk taker (21 Mar 2024 to 24 Apr 2025)
• Peter Nigel Kenny

  IRN PNK01008

  • CF2 Non Executive Director (7 Sep 2009 to 31 Dec 2014)
• Richard Andrew Eager

  IRN RAE01108

  • SMF17 Money Laundering Reporting Officer (MLRO) (6 Jul 2023 to 7 Jul 2023)
  • SMF16 Compliance Oversight (6 Jul 2023 to 7 Jul 2023)
• Richard Foulds

  IRN RXF00030

  • [FCA CF] Material risk taker (since 21 Mar 2024)
  • [FCA CF] Client dealing (since 3 Apr 2018)

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