Family Investment Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Mark John Woods
IRN MXW00791
- [FCA CF] Significant management (30 Oct 2023 to 8 Dec 2023)
Martin Edward Perkins
IRN MXP54722
- [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2021)
Mary Cordelia Sheppard
IRN MXS01328
- CF13 Finance (1 Dec 2001 to 16 Mar 2006)
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 16 Mar 2006)
- CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 16 Mar 2006)
- CF20 Significant Mgt (Settlements) (1 Dec 2001 to 16 Mar 2006)
- CF26 Customer Trading (1 Dec 2001 to 16 Mar 2006)
- CF1 Director (1 Dec 2001 to 16 Mar 2006)
Mathew Richard Crann
IRN MXC57308
- [FCA CF] Functions requiring qualifications (24 Feb 2020 to 31 Jan 2021)
Matthew James Horstead
IRN MXH57278
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2020)
Matthew Phillip Ellis
IRN MPE01038
- [FCA CF] Significant management (29 Apr 2022 to 30 Sep 2023)
Melanie Elizabeth Hind
IRN MEM01123
- Director of firm who is not a certification employee or a SMF manager (since 1 Sep 2022)
Melanie Moffat
IRN MXM53619
- [FCA CF] Significant management (9 Dec 2019 to 29 Apr 2022)
Michelle Isabelle Longworth
IRN MXL54719
- [FCA CF] Significant management (9 Dec 2019 to 15 Dec 2020)
Milda Liuolyte
IRN MXL00520
- SMF16 Compliance Oversight (since 16 Feb 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Feb 2024)
- [FCA CF] Significant management (1 Mar 2023 to 1 Mar 2024)

Smaller firms operating under this firm's FCA authorisation.

Close Brothers Military Services Limited (no longer appointed)
FRN 206231 · Appointed 11 Jun 2001 · Until 22 Mar 2004
Open & Direct Limited (no longer appointed)
FRN 201569 · Appointed 1 Feb 2000 · Until 7 Jan 2002
Ecology Building Society (no longer appointed)
FRN 162090 · Appointed 31 Dec 1980 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.