Family Investment Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Helen Walsh
IRN HXW00289
- [FCA CF] Significant management (since 8 Aug 2025)
Holly Rebecca Chilton Fernandez
IRN HXF00089
- [FCA CF] Significant management (10 Nov 2022 to 31 May 2024)
Holly Victoria Ewing
IRN HXE00089
- [FCA CF] Significant management (since 29 Jul 2024)
- [FCA CF] Material risk taker (since 29 Jul 2024)
Howard Royden Murray
IRN HXM53620
- [FCA CF] Significant management (9 Dec 2019 to 30 Jun 2021)
Ian Baxter
IRN IXB01432
- CF29 Significant management (1 Apr 2015 to 31 May 2016)
Ian Michael Buckley
IRN IMB01029
- CF29 Significant management (14 Dec 2009 to 22 Mar 2017)
Ian Todd
IRN IXT01264
- SMF16 Compliance Oversight (9 Dec 2019 to 1 Mar 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Mar 2024)
- CF11 Money Laundering Reporting (10 Nov 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (10 Nov 2017 to 8 Dec 2019)
Jack Hadrill
IRN JXH57284
- 17. Administrative functions in relation to managing investments
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
Jacqueline Davies
IRN JXD00420
- [FCA CF] Manager of certification employee (since 3 May 2022)
- [FCA CF] Significant management (since 3 May 2022)
- [FCA CF] Material risk taker (since 3 May 2022)
- [FCA CF] Client dealing (since 3 May 2022)
James William Alfred Hancocks
IRN JXH01129
- 17. Administrative functions in relation to managing investments
- [FCA CF] Functions requiring qualifications (since 5 Jun 2023)

Smaller firms operating under this firm's FCA authorisation.

Close Brothers Military Services Limited (no longer appointed)
FRN 206231 · Appointed 11 Jun 2001 · Until 22 Mar 2004
Open & Direct Limited (no longer appointed)
FRN 201569 · Appointed 1 Feb 2000 · Until 7 Jan 2002
Ecology Building Society (no longer appointed)
FRN 162090 · Appointed 31 Dec 1980 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.