Family Investment Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Clare Willetts
IRN CXW00599
- [FCA CF] Significant management (12 Sep 2023 to 4 Dec 2023)
Claudia Gina Rosslyn Robson
IRN CXR00490
- [FCA CF] Significant management (since 12 Dec 2023)
Colin Wood
IRN CXW01280
- CF28 Systems and controls (1 Nov 2007 to 4 May 2017)
- CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)
- CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
Daniel Pacey
IRN DXP00434
- [FCA CF] Functions requiring qualifications (7 Sep 2022 to 23 Jan 2026)
Danielle Jamie Leanne Kyle
IRN DXK57298
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2022)
David Bunt
IRN DXB00501
- 16. Safeguarding and administering investments or holding client money
- [FCA CF] Functions requiring qualifications (since 1 Jun 2021)
Dominic Mark Valente
IRN DMV01036
- [FCA CF] Material risk taker (since 1 Nov 2023)
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (1 Nov 2023 to 4 Apr 2025)
Elaine Anne Clark
IRN EAC01089
- CF29 Significant management (18 Jul 2013 to 15 Jul 2016)
- CF30 Customer (18 Jul 2013 to 15 Jul 2016)
Elizabeth Claire Hopkins-Razzaq
IRN EXH00331
- [FCA CF] Significant management (14 Mar 2024 to 4 Apr 2025)
Elizabeth Marshall
IRN EXM01694
- CF29 Significant management (10 Dec 2014 to 2 Apr 2015)

Smaller firms operating under this firm's FCA authorisation.

Close Brothers Military Services Limited (no longer appointed)
FRN 206231 · Appointed 11 Jun 2001 · Until 22 Mar 2004
Open & Direct Limited (no longer appointed)
FRN 201569 · Appointed 1 Feb 2000 · Until 7 Jan 2002
Ecology Building Society (no longer appointed)
FRN 162090 · Appointed 31 Dec 1980 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.