Family Equity Plan Limited

Date authorised
1 April 2013
Companies House
02208249
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Family Assurance Friendly Society Ltd
    15-18 West Street
    Brighton
    Brighton And Hove
    BN1 2RL
    UNITED KINGDOM
    Phone
    +4403448920920
    Web
    https://www.onefamily.com

  • Complaints Contact

    Family Assurance Friendly Society Ltd
    15-18 West Street
    Brighton
    Brighton And Hove
    BN1 2RL
    UNITED KINGDOM
    Phone
    +4403448920920

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 4 limitations
    • · Limited to investment management activities for the specified customer types.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to dealing-only activities.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 3 limitations
    • · Limited to investment management activities for the specified customer types.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 4 limitations
    • · Limited to investment management activities for the specified customer types.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to transaction-only activities.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Baxter

    IRN IXB01432

    • CF29 Significant management (1 Apr 2015 to 31 May 2016)
  • Ian Michael Buckley

    IRN IMB01029

    • CF29 Significant management (14 Dec 2009 to 22 Mar 2017)
  • Ian Todd

    IRN IXT01264

    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Mar 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Mar 2024)
    • CF11 Money Laundering Reporting (10 Nov 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Nov 2017 to 8 Dec 2019)
  • Jack Hadrill

    IRN JXH57284

    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Jacqueline Davies

    IRN JXD00420

    • SMF24 Chief Operations (since 15 Oct 2024)
    • [FCA CF] Client dealing (3 May 2022 to 24 Jan 2025)
    • [FCA CF] Significant management (3 May 2022 to 24 Jan 2025)
    • [FCA CF] Manager of certification employee (3 May 2022 to 24 Jan 2025)
    • [FCA CF] Material risk taker (3 May 2022 to 24 Jan 2025)
  • James William Alfred Hancocks

    IRN JXH01129

    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Functions requiring qualifications (since 5 Jun 2023)
  • Jamshaid Islam

    IRN JXI01116

    • SMF1 Chief Executive (since 10 Nov 2023)
    • SMF3 Executive Director (since 17 Mar 2020)
  • Jennifer Macnair

    IRN JXM53627

    • [FCA CF] Client dealing (17 Feb 2022 to 31 Oct 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Oct 2025)
  • Jeremy Henderson-Ross

    IRN JXH02229

    • CF30 Customer (4 Aug 2009 to 23 Nov 2016)
    • CF1 Director (AR) (4 Aug 2009 to 23 Nov 2016)
  • Jessica Clarke

    IRN JXC01329

    • [FCA CF] Material risk taker (since 2 Jan 2024)
    • [FCA CF] Manager of certification employee (since 2 Jan 2024)
    • [FCA CF] Significant management (since 2 Jan 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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