Family Equity Plan Limited

Date authorised
1 April 2013
Companies House
02208249
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Family Assurance Friendly Society Ltd
    15-18 West Street
    Brighton
    Brighton And Hove
    BN1 2RL
    UNITED KINGDOM
    Phone
    +4403448920920
    Web
    https://www.onefamily.com

  • Complaints Contact

    Family Assurance Friendly Society Ltd
    15-18 West Street
    Brighton
    Brighton And Hove
    BN1 2RL
    UNITED KINGDOM
    Phone
    +4403448920920

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 4 limitations
    • · Limited to investment management activities for the specified customer types.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to dealing-only activities.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 3 limitations
    • · Limited to investment management activities for the specified customer types.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 4 limitations
    • · Limited to investment management activities for the specified customer types.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to transaction-only activities.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Bunt

    IRN DXB00501

    • 16. Safeguarding and administering investments or holding client money
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2021)
  • Dominic Mark Valente

    IRN DMV01036

    • [FCA CF] Significant management (since 11 Apr 2025)
    • [FCA CF] Material risk taker (since 11 Apr 2025)
    • SMF4 Chief Risk (20 Nov 2023 to 21 Aug 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 20 Nov 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 20 Nov 2023)
  • Elaine Anne Clark

    IRN EAC01089

    • CF29 Significant management (18 Jul 2013 to 15 Jul 2016)
    • CF30 Customer (18 Jul 2013 to 15 Jul 2016)
  • Elizabeth Claire Hopkins-Razzaq

    IRN EXH00331

    • [FCA CF] Significant management (14 Mar 2024 to 6 Dec 2024)
  • Elizabeth Marshall

    IRN EXM01694

    • CF29 Significant management (10 Dec 2014 to 2 Apr 2015)
  • Feryal Nadeem

    IRN FXN01178

    • SMF4 Chief Risk (since 12 Aug 2024)
  • Gary Newman

    IRN GXN53628

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Nov 2020)
  • Gary Terry Sparrow

    IRN GXS57282

    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Gavin Alan Deeble

    IRN GAD01083

    • [FCA CF] Material risk taker (9 Dec 2019 to 10 Sep 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Sep 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Sep 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Sep 2021)
  • Georgina Louise Smith

    IRN GLS01058

    • CF29 Significant management (3 Feb 2017 to 31 Dec 2017)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.