Family Equity Plan Limited

• Principal Place of Business

  Family Assurance Friendly Society Ltd

  15-18 West Street

  Brighton

  Brighton And Hove

  BN1 2RL

  UNITED KINGDOM

  Phone

  +4403448920920

  Web

  https://www.onefamily.com

• Complaints Contact

  Family Assurance Friendly Society Ltd

  15-18 West Street

  Brighton

  Brighton And Hove

  BN1 2RL

  UNITED KINGDOM

  Phone

  +4403448920920

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 4 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to dealing-only activities.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 3 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 4 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ian Baxter

  IRN IXB01432

  • CF29 Significant management (1 Apr 2015 to 31 May 2016)
• Ian Michael Buckley

  IRN IMB01029

  • CF29 Significant management (14 Dec 2009 to 22 Mar 2017)
• Ian Todd

  IRN IXT01264

  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Mar 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Mar 2024)
  • CF11 Money Laundering Reporting (10 Nov 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (10 Nov 2017 to 8 Dec 2019)
• Jack Hadrill

  IRN JXH57284

  • 17. Administrative functions in relation to managing investments
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Jacqueline Davies

  IRN JXD00420

  • SMF24 Chief Operations (since 15 Oct 2024)
  • [FCA CF] Client dealing (3 May 2022 to 24 Jan 2025)
  • [FCA CF] Significant management (3 May 2022 to 24 Jan 2025)
  • [FCA CF] Manager of certification employee (3 May 2022 to 24 Jan 2025)
  • [FCA CF] Material risk taker (3 May 2022 to 24 Jan 2025)
• James William Alfred Hancocks

  IRN JXH01129

  • 17. Administrative functions in relation to managing investments
  • [FCA CF] Functions requiring qualifications (since 5 Jun 2023)
• Jamshaid Islam

  IRN JXI01116

  • SMF1 Chief Executive (since 10 Nov 2023)
  • SMF3 Executive Director (since 17 Mar 2020)
• Jennifer Macnair

  IRN JXM53627

  • [FCA CF] Client dealing (17 Feb 2022 to 31 Oct 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Oct 2025)
• Jeremy Henderson-Ross

  IRN JXH02229

  • CF30 Customer (4 Aug 2009 to 23 Nov 2016)
  • CF1 Director (AR) (4 Aug 2009 to 23 Nov 2016)
• Jessica Clarke

  IRN JXC01329

  • [FCA CF] Material risk taker (since 2 Jan 2024)
  • [FCA CF] Manager of certification employee (since 2 Jan 2024)
  • [FCA CF] Significant management (since 2 Jan 2024)

• Bounty (UK) Ltd (no longer appointed)

  FRN 222169 · Appointed 16 Jun 2005 · Until 2 Jan 2006

• Early Learning Centre Ltd (no longer appointed)

  FRN 429518 · Appointed 14 Mar 2005 · Until 21 Jan 2011

• Close Brothers Military Services Limited (no longer appointed)

  FRN 206231 · Appointed 11 Jun 2001 · Until 22 Mar 2004

• Open & Direct Limited (no longer appointed)

  FRN 201569 · Appointed 1 Feb 2000 · Until 7 Jan 2002

• Family Assurance Friendly Society Limited (no longer appointed)

  FRN 110067 · Appointed 1 Jul 1994 · Until 1 Dec 2001

• Ecology Building Society (no longer appointed)

  FRN 162090 · Appointed 31 Dec 1980 · Until 1 Dec 2001

No changes recorded yet.