Family Equity Plan Limited

• Principal Place of Business

  Family Assurance Friendly Society Ltd

  15-18 West Street

  Brighton

  Brighton And Hove

  BN1 2RL

  UNITED KINGDOM

  Phone

  +4403448920920

  Web

  https://www.onefamily.com

• Complaints Contact

  Family Assurance Friendly Society Ltd

  15-18 West Street

  Brighton

  Brighton And Hove

  BN1 2RL

  UNITED KINGDOM

  Phone

  +4403448920920

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 4 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to dealing-only activities.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 3 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 4 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Bunt

  IRN DXB00501

  • 16. Safeguarding and administering investments or holding client money
  • [FCA CF] Functions requiring qualifications (since 1 Jun 2021)
• Dominic Mark Valente

  IRN DMV01036

  • [FCA CF] Significant management (since 11 Apr 2025)
  • [FCA CF] Material risk taker (since 11 Apr 2025)
  • SMF4 Chief Risk (20 Nov 2023 to 21 Aug 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 20 Nov 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 20 Nov 2023)
• Elaine Anne Clark

  IRN EAC01089

  • CF29 Significant management (18 Jul 2013 to 15 Jul 2016)
  • CF30 Customer (18 Jul 2013 to 15 Jul 2016)
• Elizabeth Claire Hopkins-Razzaq

  IRN EXH00331

  • [FCA CF] Significant management (14 Mar 2024 to 6 Dec 2024)
• Elizabeth Marshall

  IRN EXM01694

  • CF29 Significant management (10 Dec 2014 to 2 Apr 2015)
• Feryal Nadeem

  IRN FXN01178

  • SMF4 Chief Risk (since 12 Aug 2024)
• Gary Newman

  IRN GXN53628

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Nov 2020)
• Gary Terry Sparrow

  IRN GXS57282

  • 17. Administrative functions in relation to managing investments
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Gavin Alan Deeble

  IRN GAD01083

  • [FCA CF] Material risk taker (9 Dec 2019 to 10 Sep 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 10 Sep 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 10 Sep 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Sep 2021)
• Georgina Louise Smith

  IRN GLS01058

  • CF29 Significant management (3 Feb 2017 to 31 Dec 2017)

• Bounty (UK) Ltd (no longer appointed)

  FRN 222169 · Appointed 16 Jun 2005 · Until 2 Jan 2006

• Early Learning Centre Ltd (no longer appointed)

  FRN 429518 · Appointed 14 Mar 2005 · Until 21 Jan 2011

• Close Brothers Military Services Limited (no longer appointed)

  FRN 206231 · Appointed 11 Jun 2001 · Until 22 Mar 2004

• Open & Direct Limited (no longer appointed)

  FRN 201569 · Appointed 1 Feb 2000 · Until 7 Jan 2002

• Family Assurance Friendly Society Limited (no longer appointed)

  FRN 110067 · Appointed 1 Jul 1994 · Until 1 Dec 2001

• Ecology Building Society (no longer appointed)

  FRN 162090 · Appointed 31 Dec 1980 · Until 1 Dec 2001

No changes recorded yet.