Falcon Investment Management Ltd

• Principal Place of Business

  64 North Row

  5th Floor

  London

  W1K 7DA

  UNITED KINGDOM

  Phone

  +442038270275

  Web

  https://www.falconcapital.co.uk

• Complaints Contact

  64 North Row

  5th Floor

  London

  W1K 7DA

  UNITED KINGDOM

  Phone

  +442038270275

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Norman-Jo Kremer

  IRN NXK01748

  • CF30 Customer (10 Jul 2017 to 28 Sep 2017)
• Oliver Gerard Scott Donovan

  IRN OGD01003

  • CF30 Customer (2 Sep 2017 to 6 Nov 2017)
• Oliver Thomas Henn

  IRN OXH00121

  • [FCA CF] Client dealing (5 Nov 2025 to 18 Jan 2026)
• Pratham Sawhney

  IRN PXS00281

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2021)
• Rebecca Grace Cotton-Barratt

  IRN RXC00428

  • [FCA CF] Client dealing (1 Oct 2021 to 30 May 2023)
• Roey Kosover

  IRN RXK00266

  • [FCA CF] Client dealing (1 Apr 2022 to 31 May 2023)
• Sandeep Mahendrakumar Shah

  IRN SXS00835

  • [FCA CF] Material risk taker (since 28 Feb 2025)
  • SMF3 Executive Director (since 21 Apr 2022)
  • [FCA CF] Client dealing (since 13 Dec 2021)
  • [FCA CF] Significant management (13 Dec 2021 to 31 Aug 2022)
• Shamyl Imam Malik

  IRN SIM01023

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jan 2023)
• Shaul Zaidman

  IRN SXZ01076

  • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2020)
  • CF1 Director (19 Feb 2019 to 8 Dec 2019)
• Shmuel Leviev

  IRN SXL02214

  • CF30 Customer (1 Feb 2018 to 31 Aug 2018)

• Brisk Group Limited (no longer appointed)

  FRN 785997 · Appointed 4 Aug 2017 · Until 15 Aug 2017

No changes recorded yet.