Falcon Investment Management Ltd

• Principal Place of Business

  64 North Row

  5th Floor

  London

  W1K 7DA

  UNITED KINGDOM

  Phone

  +442038270275

  Web

  https://www.falconcapital.co.uk

• Complaints Contact

  64 North Row

  5th Floor

  London

  W1K 7DA

  UNITED KINGDOM

  Phone

  +442038270275

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Strong

  IRN MXS04614

  • CF30 Customer (4 Jan 2017 to 23 Jul 2018)
• Matthew Harold Dixon

  IRN MHD01062

  • CF30 Customer (2 Oct 2017 to 8 Dec 2019)
• Michael Jean Larsson

  IRN MXL00368

  • [FCA CF] Client dealing (4 Jan 2022 to 1 Oct 2023)
• Mohammad Farzin Rejaifar

  IRN MFR01013

  • CF30 Customer (11 Jul 2018 to 8 Dec 2019)
• Muhammad Omer Suleman

  IRN MOS01012

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jan 2023)
• Nael Lofti Tassabehji

  IRN NXT01186

  • [FCA CF] Client dealing (1 May 2024 to 22 Aug 2024)
• Najib Kassis

  IRN NXK00126

  • [FCA CF] Client dealing (since 9 Jul 2021)
• Niels Anthonie Lammerts Van Bueren

  IRN NAL01069

  • CF30 Customer (4 Jul 2018 to 31 Jan 2019)
• Nikolaos Metzidakis

  IRN NXM09887

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Jan 2022)
  • CF30 Customer (1 Jan 2019 to 8 Dec 2019)
• Niv Hasharia

  IRN NXH01753

  • CF30 Customer (10 Jul 2017 to 31 Oct 2018)

• Brisk Group Limited (no longer appointed)

  FRN 785997 · Appointed 4 Aug 2017 · Until 15 Aug 2017

No changes recorded yet.