Date authorised
1 April 2013
Companies House
00423930
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    57 Ladymead
    Guildford
    Surrey
    GU1 1DB
    UNITED KINGDOM
    Phone
    +441483568161
  • Complaints Contact

    57 Ladymead
    Guildford
    Surrey
    GU1 1DB
    UNITED KINGDOM
    Phone
    +4403301239970

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Land Vehicles, Legal expenses, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Sickness, Suretyship

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Land Vehicles, Legal expenses, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Sickness, Suretyship

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Geoffrey Paul Howard

    IRN GPH01054

    • CF29 Significant management (6 Mar 2009 to 23 Mar 2011)
    • CF1 Director (6 Mar 2009 to 23 Mar 2011)
  • Geraint Philip Thomas

    IRN GPT01049

    • CF28 Systems and controls (9 Dec 2009 to 30 Jun 2014)
  • Hanna Kam

    IRN HXK01403

    • SMF4 Chief Risk (since 12 Feb 2025)
  • Hayley Amanda Eastman-Dale

    IRN HXE00067

    • [FCA CF] Significant management (since 21 Feb 2023)
  • Heath Williams

    IRN HXW84005

    • [FCA CF] Significant management (2 Jun 2020 to 31 Dec 2022)
  • Helen Rickards

    IRN HXR44375

    • [FCA CF] Significant management (1 Jan 2020 to 31 May 2022)
  • Henrietta Caroline O'Shea

    IRN HCB01018

    • SMF9 Chair of the Governing Body (10 Dec 2018 to 31 Dec 2019)
  • Henry Alan Topham

    IRN HXT00163

    • SMF1 Chief Executive (since 15 Aug 2024)
    • Responsible for Insurance Distribution (since 15 Aug 2024)
  • Ian Clark

    IRN IXC84216

    • [FCA CF] Significant management (5 Jun 2020 to 31 Dec 2024)
  • Ian Douglas Viney

    IRN IDV01005

    • CF1 Director (7 Jan 2003 to 31 Aug 2005)
    • CF3 Chief Executive (7 Jan 2003 to 31 Aug 2005)
    • CF8 Apportionment and Oversight (7 Jan 2003 to 31 Aug 2005)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.