Date authorised
1 April 2013
Companies House
00423930
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    57 Ladymead
    Guildford
    Surrey
    GU1 1DB
    UNITED KINGDOM
    Phone
    +441483568161
  • Complaints Contact

    57 Ladymead
    Guildford
    Surrey
    GU1 1DB
    UNITED KINGDOM
    Phone
    +4403301239970

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Land Vehicles, Legal expenses, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Sickness, Suretyship

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Land Vehicles, Legal expenses, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Sickness, Suretyship

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Clare Lucas

    IRN CXL01315

    • [FCA CF] Significant management (28 Sep 2020 to 16 Sep 2022)
  • Concepcion Beasley

    IRN CXB84371

    • [FCA CF] Significant management (10 Jun 2020 to 19 Nov 2021)
  • Daniel Alan Hambly

    IRN DAH01321

    • [FCA CF] Significant management (since 2 Nov 2021)
    • [FCA CF] Manager of certification employee (1 Aug 2023 to 31 Dec 2024)
    • SMF20 Chief Actuary (6 Mar 2020 to 21 Oct 2021)
  • David Andrew Torrance

    IRN DAT01037

    • SMF12 Chair of the Remuneration Committee (17 Sep 2022 to 31 Mar 2024)
  • David Edmunds

    IRN DXE44373

    • [FCA CF] Significant management (since 1 Jan 2020)
  • David McIlroy

    IRN DXM00205

    • [FCA CF] Significant management (25 Nov 2020 to 30 Jun 2025)
  • David Raymond Kelly

    IRN DRK01056

    • SMF5 Head of Internal Audit (since 2 Mar 2026)
  • David Rough

    IRN DXR01239

    • CF2 Non Executive Director (1 Dec 2001 to 31 Mar 2002)
  • Dawn Dallas

    IRN DXD00192

    • [FCA CF] Significant management (26 May 2021 to 1 Sep 2025)
  • Deirdre Flood

    IRN DKF01022

    • SIMF2 Chief Finance Function (7 Mar 2016 to 31 Dec 2016)
    • CF1 Director (7 May 2015 to 6 Mar 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.