Date authorised
1 April 2013
Companies House
00423930
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    57 Ladymead
    Guildford
    Surrey
    GU1 1DB
    UNITED KINGDOM
    Phone
    +441483568161
  • Complaints Contact

    57 Ladymead
    Guildford
    Surrey
    GU1 1DB
    UNITED KINGDOM
    Phone
    +4403301239970

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Land Vehicles, Legal expenses, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Sickness, Suretyship

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Land Vehicles, Legal expenses, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Sickness, Suretyship

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Jackson

    IRN PXJ01092

    • CF28 Systems and controls (1 Nov 2007 to 5 Dec 2009)
    • CF14 Risk Assessment (17 Oct 2007 to 31 Oct 2007)
  • Peter James Richmond

    IRN PJR01085

    • CF17 Significant Mgt (Other Business Operations) (24 Jan 2005 to 8 Mar 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 8 Mar 2007)
    • CF1 Director (1 Dec 2001 to 8 Mar 2007)
  • Peter John Graham

    IRN PJG01078

    • CF1 Director (23 Apr 2008 to 20 Jun 2011)
    • CF8 Apportionment and Oversight (23 Apr 2008 to 20 Jun 2011)
    • CF3 Chief Executive (23 Apr 2008 to 20 Jun 2011)
  • Philip Anthony Kennedy

    IRN PAK01060

    • CF1 Director (30 Jan 2008 to 31 Jan 2011)
    • CF17 Significant Mgt (Other Business Operations) (26 Jan 2005 to 8 Nov 2006)
  • Philip Arthur John Broadley

    IRN PAB01141

    • SMF7 Group Entity Senior Manager (14 Mar 2019 to 31 Dec 2019)
  • Philip Goodson

    IRN PXG56304

    • [FCA CF] Significant management (26 Mar 2021 to 25 Nov 2022)
  • Philip Knowles

    IRN PXK44398

    • [FCA CF] Significant management (9 Dec 2021 to 13 Oct 2023)
    • [FCA CF] Material risk taker (9 Dec 2021 to 13 Oct 2023)
  • Philip Robert Bird

    IRN PRB01159

    • SIMF22 Chief Underwriting Officer Function (17 May 2016 to 30 Nov 2017)
  • Philip Singh

    IRN PXS02991

    • SMF20 Chief Actuary (16 Mar 2022 to 17 May 2022)
  • Phillipe Steedman-Willems

    IRN PXS00611

    • [FCA CF] Significant management (23 Dec 2022 to 26 Apr 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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