Date authorised
1 April 2013
Companies House
00423930
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    57 Ladymead
    Guildford
    Surrey
    GU1 1DB
    UNITED KINGDOM
    Phone
    +441483568161
  • Complaints Contact

    57 Ladymead
    Guildford
    Surrey
    GU1 1DB
    UNITED KINGDOM
    Phone
    +4403301239970

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Land Vehicles, Legal expenses, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Sickness, Suretyship

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Land Vehicles, Legal expenses, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Sickness, Suretyship

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mahima Agarwal

    IRN MXA00927

    • [FCA CF] Significant management (4 Sep 2023 to 31 Oct 2024)
  • Mairead Delaney

    IRN MXD00565

    • [FCA CF] Significant management (14 Nov 2022 to 31 Jul 2023)
  • Mairi Cerian McLean

    IRN MXM01593

    • [FCA CF] Significant management (since 11 Mar 2024)
  • Malcolm John Cooper

    IRN MJC01394

    • CF29 Significant management (8 Dec 2008 to 21 Dec 2011)
    • CF1 Director (8 Dec 2008 to 21 Dec 2011)
  • Margo Louise Young

    IRN MLF00001

    • [FCA CF] Significant management (15 Feb 2023 to 22 Dec 2023)
    • [FCA CF] Manager of certification employee (15 Feb 2023 to 31 Jul 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Jul 2020 to 14 Feb 2023)
    • SMF16 Compliance Oversight (10 Jul 2020 to 14 Feb 2023)
  • Mark Dixon

    IRN MXD00207

    • SMF2 Chief Finance (22 Jan 2024 to 31 Aug 2024)
  • Mark Holweger

    IRN MXH02377

    • SIMF1 Chief Executive Function (12 May 2016 to 25 Apr 2017)
    • Responsible for Insurance Mediation (1 Apr 2016 to 22 Feb 2018)
    • CF1 Director (19 Apr 2012 to 22 Feb 2018)
  • Mark Julian Gregory

    IRN MJG01131

    • SIMF7 Group Entity Senior Insurance Manager Function (2 Jun 2016 to 9 Mar 2017)
  • Mark Screeton

    IRN MPS01107

    • [FCA CF] Significant management (9 Jun 2020 to 31 Dec 2020)
  • Martin Charles Noone

    IRN MCN01037

    • CF1 Director (20 Jun 2014 to 31 Dec 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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