Date authorised
11 April 2014
Companies House
08260598
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Old Queen Street
    London
    SW1H 9JA
    UNITED KINGDOM
    Phone
    +442030340400
  • Complaints Contact

    1 Old Queen Street
    London
    SW1H 9JA
    UNITED KINGDOM
    Phone
    +442030340400

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Maxime Ladislav Le Bris

    IRN MXL00802

    • [FCA CF] Client dealing (since 3 Nov 2025)
  • Mengdi Zhang

    IRN MXZ00080

    • [FCA CF] Client dealing (1 Aug 2022 to 28 Nov 2022)
  • Miguel Angel Ramos Fuentenebro

    IRN MAR01120

    • [FCA CF] Material risk taker (since 14 Oct 2021)
    • [FCA CF] Significant management (since 14 Oct 2021)
    • [FCA CF] Client dealing (since 14 Oct 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (6 Dec 2024 to 31 Mar 2025)
    • CF1 Director (11 Apr 2014 to 8 Dec 2019)
    • CF30 Customer (11 Apr 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (11 Apr 2014 to 16 Nov 2015)
    • CF10 Compliance Oversight (11 Apr 2014 to 16 Nov 2015)
  • Miriam Macor

    IRN MXM02532

    • CF30 Customer (30 Aug 2016 to 8 Dec 2019)
  • Philip Ryan

    IRN PXR00230

    • [FCA CF] Client dealing (since 15 Sep 2021)
  • Prakash Panikker

    IRN PXP19359

    • [FCA CF] Material risk taker (since 12 Jul 2024)
  • Remi Nedelec

    IRN RXN09745

    • [FCA CF] Manager of certification employee (since 1 Dec 2025)
    • [FCA CF] Material risk taker (since 1 Dec 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (2 Jan 2019 to 8 Dec 2019)
  • Roger Coyle

    IRN RXC01257

    • [FCA CF] Significant management (since 14 Oct 2021)
    • [FCA CF] Material risk taker (since 14 Oct 2021)
    • [FCA CF] Client dealing (since 14 Oct 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (6 Dec 2024 to 31 Mar 2025)
    • CF1 Director (22 Apr 2015 to 8 Dec 2019)
    • CF30 Customer (11 Apr 2014 to 8 Dec 2019)
  • Sebastian Ashton

    IRN SXA01592

    • CF30 Customer (1 Aug 2016 to 24 Nov 2017)
  • Tongbiao Qin

    IRN TXQ01028

    • [FCA CF] Client dealing (9 Dec 2019 to 19 Mar 2021)
    • CF30 Customer (7 Aug 2015 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.